James J. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Joseph Mcdonald was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1977. James had worked at 5 firms and has passed the Series 63, Series 7, Series 52, Series 1, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 1984 - September 25, 1986
BRYAN, WORLEY & CO., INC.
August 6, 1984 - August 13, 1984
REANIC SECURITIES, INC.
December 22, 1981 - February 6, 1984
UNITED CAPITAL CORPORATION
November 21, 1980 - September 30, 1981
HANIFEN, IMHOFF INC.
April 21, 1977 - December 7, 1980
T. J. RANEY & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/2/1977
Registered Representative ExaminationCurrent Firm
BRYAN, WORLEY & CO., INC.
CRD#: 12992 / SEC#: , 8-28477
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
