Clarence R. Belton

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CRD#: 837410

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Clarence Ronald Belton, who also goes by C Ronald Belton, Calrence Ronald Belton, was a registered financial professional .

Clarence is a previously registered financial professional and started their career in finance in 1977. Clarence had worked at 5 firms and has passed the Series 63, PC and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

C Ronald Belton | Calrence Ronald Belton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 8, 2003 - June 4, 2012

RIVERPLACE CAPITAL MANAGEMENT INC

RIA

CRD#: 109079

JACKSONVILLE, FL

Past

December 6, 2000 - January 30, 2001

ALLEN C. EWING & CO.

CRD#: 26102

CHARLOTTE, NC

Past

August 25, 1998 - December 6, 2000

SEARS. THOMPSON INVESTMENT GROUP, INC.

CRD#: 7351

JACKSONVILLE, FL

Past

November 7, 1995 - September 6, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 26, 1978 - August 15, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 3, 1977 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVERPLACE CAPITAL MANAGEMENT INC

CRD#: 109079 / SEC#: 801-79970

RIA

Registered Investment Advisory firm - (7/2/2014 Approved)

Florida

Registered Investment Advisory firm - (9/9/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/13/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

PC

Date: 5/4/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 7

Date: 4/16/1977

General Securities Representative Examination

Current Firm

RIVERPLACE CAPITAL MANAGEMENT INC

CRD#: 109079 / SEC#: 801-79970

RIA

Registered Investment Advisory firm - (7/2/2014 Approved)

Florida

Registered Investment Advisory firm - (9/9/2014 Terminated)

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Contact information

Main Address

1301 Riverplace Blvd Suite 2130, Jacksonville, FL 32207-9032

Mailing Address

Phone number

(904) 346-3460

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2B (3/28/2025)

2025 ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	350
AUM (Assets Under Management)	$ 236,289,750

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Clarence R. Belton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLEN C. EWING & CO.

SEARS. THOMPSON INVESTMENT GROUP, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Primary Firm SEC Registration

RIVERPLACE CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/13/1979

PC

Date: 5/4/1977

Series 7

Date: 4/16/1977

Current Firm

RIVERPLACE CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIVERPLACE CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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