John A. Osowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Adolph Osowski was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1977. John had worked at 7 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 1999 - September 29, 2006
WESTPORT SECURITIES, L.L.C.
November 28, 1997 - April 15, 1999
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 25, 1997 - December 4, 1997
OSAIC WEALTH, INC.
January 1, 1994 - November 13, 2018
RESNICK ADVISORS
June 17, 1993 - August 12, 1997
OSAIC WEALTH, INC.
December 4, 1984 - October 17, 1991
TOWER SQUARE SECURITIES, INC.
December 23, 1980 - January 24, 1985
ILG SECURITIES CORPORATION
May 5, 1977 - July 25, 1979
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/28/1977
Registered Representative ExaminationCurrent Firm
WESTPORT SECURITIES, L.L.C.
CRD#: 46113 / SEC#: , 8-51312
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
