Bruce Romagnoli
INSIGHT FOLIOS
Bedford, NH
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CRD#: 837259
Professional summary
Bruce Romagnoli, who also goes by Bruce Romagnoli, is a registered financial advisor currently at INSIGHT FOLIOS located in Bedford, New Hampshire.
Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Bruce has worked at 9 firms and has passed the Series 63, Series 65, Series 7, Series 1 and Series 24 exams.
Biography
Bruce understands that facing the challenges and concerns of retirement can be overwhelming, and his goal is to remove the confusion and mystery which seem to engulf the financial world. Bruce is committed to listening to you, understanding your needs, and providing solutions that will allow you to plan with comfort and ease. Combining teamwork, professionalism and a personal touch has been the foundation for his success, allowing him to concentrate on building long-term client relationships while helping his clients prepare for their future.
Raised with traditional values in Manchester, NH, Bruce learned at an early age the value of respect, honesty, integrity, and communication. Bruce combines these values, along with over 40 years’ experience, to provide sound counsel and guidance for those seeking solid financial advice. Bruce is also able to offer the additional services of personal and small business income tax planning, preparation, and filing through his tax office, B&B Income Tax Services, located in Westford, MA. Bruce is dedicated and committed to providing the tools you need to take charge of your own financial affairs.
Bruce is a graduate of the University of New Hampshire’s Whittemore School of Business & Economics. He holds a Chartered Life Underwriter and a Chartered Financial Consultant designation from the American College. He has held Adjunct Faculty positions at Northern Essex Community College in Haverhill, MA and New Hampshire Community Technical College in Portsmouth, NH, where he teaches classes in Retirement Planning. Bruce is the proud recipient of numerous industry awards including the General Agents and Managers Association Leader of the Year Award. An active community volunteer, Bruce has served as past President of Manchester Life Underwriters Association, past Sponsor Chairman for the NH Chapter of Ducks Unlimited, and past Director of the Manchester Kiwanis Club.
Bruce is married with grown children and enjoys the growth of his family through the addition of grandchildren, currently numbered at four. Away from business, he is an avid outdoorsman and enjoys spending time in nature.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bruce Romagnoli
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Applied Strategies for Wealth Management. Investment Related. 93 Cambridge Rd, Bedford, NH, 03110. Insurance and Annuity Sales. Insurance Producer with the company since 4/2007. 30 hours per month in the activity of soliciting and selling insurance products. This activity consumes approximately 5 hours per month during trading hours. Clients are in no way required to purchase insurance products.
B&B Income Tax Services, LLC. Not Investment Related. 78 Brookside Rd, Westford, MA 01886. Tax Preparation. Owner since 7/2014. 10 hours per month. This activity consumes approximately 4 hours per month during trading hours. Clients are in no way required to use these services.
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Romagnoli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 2017 - Present
INSIGHT FOLIOS
Office #2: 10800 Sikes Place Suite 110, Charlotte, NC 28277RIA
CRD#: 174411
Bedford, NH
Past
July 3, 2014 - April 17, 2017
BCD ADVISORS
RIA
CRD#: 169468
BEDFORD, NH
Past
June 5, 2008 - July 3, 2014
PLANMEMBER SECURITIES CORPORATION
RIA
CRD#: 11869
BEDFORD, NH
Past
June 5, 2008 - July 3, 2014
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
BEDFORD, NH
Past
June 26, 1998 - June 5, 2008
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
BEDFORD, NH
Past
January 16, 1998 - June 5, 2008
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
BEDFORD, NH
Past
May 21, 1991 - January 16, 1998
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
January 28, 1981 - June 17, 1981
SHERMAN OAKS INVESTMENT CO., INC.
BD
CRD#: 4383
Past
January 28, 1981 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
NEW YORK, NY
Past
January 28, 1981 - May 2, 1991
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
May 2, 1977 - April 20, 1990
SECURITIES MANAGEMENT & RESEARCH, INC.
BD
CRD#: 759
CEDAR RAPIDS, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INSIGHT FOLIOS
APPLIED STRATEGIES FOR WEALTH MANAGEMENT | TRUVESTMENTS | KEVIN WRAY FINANCIAL SERVICES | INSIGHT FOLIOS INC | INSIGHT FOLIOS | DURSO CAPITAL MANAGEMENT
CRD#: 174411 / SEC#: 801-117138
RIA
Registered Investment Advisory firm - (8/12/2019 Approved)Arizona
Registered Investment Advisory firm - (8/21/2019 Terminated)California
Registered Investment Advisory firm - (1/11/2018 Terminated)Florida
Registered Investment Advisory firm - (12/12/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (8/21/2019 Terminated)Michigan
Registered Investment Advisory firm - (8/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/22/2019 Terminated)North Carolina
Registered Investment Advisory firm - (9/3/2019 Terminated)South Carolina
Registered Investment Advisory firm - (8/21/2019 Terminated)Texas
Registered Investment Advisory firm - (8/21/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Hampshire(4/21/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 4/23/1977
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
IF
INSIGHT FOLIOS
APPLIED STRATEGIES FOR WEALTH MANAGEMENT | TRUVESTMENTS | KEVIN WRAY FINANCIAL SERVICES | INSIGHT FOLIOS INC | INSIGHT FOLIOS | DURSO CAPITAL MANAGEMENT
CRD#: 174411 / SEC#: 801-117138
RIA
Registered Investment Advisory firm - (8/12/2019 Approved)Arizona
Registered Investment Advisory firm - (8/21/2019 Terminated)California
Registered Investment Advisory firm - (1/11/2018 Terminated)Florida
Registered Investment Advisory firm - (12/12/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (8/21/2019 Terminated)Michigan
Registered Investment Advisory firm - (8/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/22/2019 Terminated)North Carolina
Registered Investment Advisory firm - (9/3/2019 Terminated)South Carolina
Registered Investment Advisory firm - (8/21/2019 Terminated)Texas
Registered Investment Advisory firm - (8/21/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10800 Sikes Place Suite 110, Charlotte, NC 28277
Mailing Address
Phone number
(704) 529-9500
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,163 |
| AUM (Assets Under Management) | $ 341,383,271 |
Red Flags
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