GK
Gary A. Knadle
GMS GROUP
Boca Raton, FL 33431
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CRD#: 837250
GK
Professional summary
Gary Alan Knadle is a registered financial professional currently at GMS GROUP located in Boca Raton, Florida.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1977. Gary has worked at 10 firms and has passed the Series 63, Series 22TO, Series 72, Series 6TO, SIE, Series 62, Series 52, Series 1 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gary Alan Knadle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2011 - Present
GMS GROUP
Office #1: 2600 N Military Trail Suite 400, Boca Raton, FL 33431RIA
BD
CRD#: 8000
Boca Raton, FL
Past
March 24, 2006 - May 4, 2011
VINING-SPARKS IBG, LLC
BD
CRD#: 27502
FORT LAUDERDALE, FL
Past
June 25, 1998 - April 17, 2006
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
August 19, 1996 - June 2, 1998
FIRST CLEARING, LLC
BD
CRD#: 17344
ST. LOUIS, MO
Past
August 18, 1994 - August 20, 1996
MERIDIAN SECURITIES, INC.
BD
CRD#: 16468
Past
July 27, 1987 - August 20, 1994
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
BD
CRD#: 19184
FORT LAUDERDALE, FL
Past
April 1, 1982 - November 23, 1983
HEYMAN-COLE INVESTMENT SECURITIES CORP.
BD
CRD#: 10362
Past
February 11, 1982 - August 18, 1994
MARCUS, STOWELL & BEYE, INC.
BD
CRD#: 7038
FORT LAUDERDALE, FL
Past
June 27, 1980 - August 2, 1984
DONALD SHELDON & CO., INC.
BD
CRD#: 6966
Past
April 17, 1978 - October 13, 1983
UMIC, INC.
BD
CRD#: 5974
Past
May 2, 1977 - April 18, 1978
MARCUS, STOWELL & BEYE, INC.
BD
CRD#: 7038
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GMS GROUP
GMS GROUP | THE GMS GROUP, LLC | THE GMS GROUP, L.L.C. | THE G.M.S. GROUP, L.L.C. | THE G.M.S. GROUP, INC. | MOORE & SCHLEY MUNICIPALS, INC.
CRD#: 8000 / SEC#: 801-126662, 8-23936
RIA
Registered Investment Advisory firm - SEC (11/22/2022 Approved)Texas
Registered Investment Advisory firm - SEC (1/8/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/20/2024)
RR
California(8/9/2022)
RR
Connecticut(9/21/2016)
RR
District of Columbia(5/9/2016)
RR
Florida(6/15/2011)
RR
Georgia(7/20/2022)
RR
Illinois(7/3/2013)
RR
Iowa(2/20/2013)
RR
Maryland(2/5/2021)
RR
Massachusetts(1/20/2015)
RR
Michigan(12/4/2023)
RR
Nevada(4/11/2023)
RR
New Jersey(2/13/2012)
RR
New Mexico(8/31/2015)
RR
New York(6/16/2011)
RR
North Carolina(3/22/2023)
RR
Pennsylvania(6/16/2011)
RR
Rhode Island(10/25/2019)
RR
South Carolina(9/17/2019)
RR
Tennessee(8/3/2017)
RR
Texas(3/13/2023)
RR
Utah(8/27/2020)
RR
Virginia(6/16/2011)
RR
Wisconsin(11/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 5/29/1992
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 4/23/1977
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
GMS GROUP
GMS GROUP | THE GMS GROUP, LLC | THE GMS GROUP, L.L.C. | THE G.M.S. GROUP, L.L.C. | THE G.M.S. GROUP, INC. | MOORE & SCHLEY MUNICIPALS, INC.
CRD#: 8000 / SEC#: 801-126662, 8-23936
RIA
Registered Investment Advisory firm - SEC (11/22/2022 Approved)Texas
Registered Investment Advisory firm - SEC (1/8/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
120 Eagle Rock Ave Suite 300, East Hanover, NJ 07936
Mailing Address
120 Eagle Rock Ave Suite 300, East Hanover, NJ 07936
Phone number
(973) 535-5000
Established
Delaware since 03/05/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
15
SEC notice filing (2 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GMS GROUP HOLDINGS CORP | MEMBER | |
| CAPONE, CARMINE CLAUDIO | EXECUTIVE VICE PRESIDENT/DIRECTOR | 1124455 |
| DEMBOWSKI, DANIELLE DENISE | CHIEF FINANCIAL OFFICER | 5855269 |
| DONOHUE, TIMOTHY JOSEPH | SROP/CROP/DIRECTOR/CHIEF COMPLIANCE OFFICER/COO | 725373 |
| DONOHUE, TIMOTHY JOSEPH | PRESIDENT | 725373 |
| ESTANISLAO, LEONARDO | CHIEF INFORMATION OFFICER/SENIOR VICE PRESIDENT/DIRECTOR | 4622553 |
| FELDMAN, JUSTYN SETH | SENIOR VICE PRESIDENT - DIRECTOR | 2283535 |
| FELDMAN, MELVIN | DIRECTOR, SR VICE PRESIDENT | 205924 |
| KONSIG, PAUL ROBERT | CEO | 500443 |
| KONSIG, PAUL ROBERT | DIRECTOR | 500443 |
| KOROSTOFF, DAVID BRUCE | DIRECTOR, SR. VICE PRESIDENT | 1205712 |
| LENZI, JEFFREY PAUL | SENIOR VICE PRESIDENT/DIRECTOR | 2452390 |
| LIPMAN, MATTHEW ERIC | SECRETARY | 2367335 |
| MANTE, PAUL DAVID | SENIOR VICE PRESIDENT - DIRECTOR | 4911949 |
| MCKENNA, MICHAEL JAMES | EXECUTIVE VICE PRESIDENT | 1524460 |
| PRICE, BARBARA BENEDICT | DIRECTOR, SR. VICE PRESIDENT | 17944 |
| VESSELS, STEPHEN GLENN | SENIOR VICE PRESIDENT/DIRECTOR | 2403660 |
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 13,887,060 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 10 |
Red Flags
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Company Information
GMS GROUP
CRD#: 8000Boca Raton, FL 33431TRUST BUT VERIFY
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