Christopher J. Heino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Heino, who also goes by Christopher J Heino, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1977. Christopher had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 15, Series 5, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2002 - August 24, 2016
PACIFIC SELECT DISTRIBUTORS, LLC
May 17, 1996 - May 23, 2001
UBS FINANCIAL SERVICES INC.
December 8, 1993 - September 9, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 18, 1987 - June 6, 1989
THOMSON MCKINNON SECURITIES INC.
April 12, 1985 - February 4, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 1, 1985 - March 11, 1985
FIRST AFFILIATED SECURITIES, INC.
June 2, 1983 - November 29, 1984
PRUDENTIAL EQUITY GROUP, LLC
February 3, 1978 - May 24, 1983
E. F. HUTTON & COMPANY INC
May 4, 1977 - November 25, 1977
AMERICAN EXPRESS FINANCIAL CORPORATION
May 4, 1977 - November 25, 1977
AMERIPRISE FINANCIAL SERVICES, LLC
May 4, 1977 - November 25, 1977
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 5/2/1984
Foreign Currency Options ExaminationSeries 5
Date: 10/25/1983
Interest Rate Options ExaminationSeries 1
Date: 4/27/1977
Registered Representative ExaminationSeries 8
Date: 9/16/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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