Thomas S. Fitzsimons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Stephen Fitzsimons JR, who also goes by Tom Fitzsimons, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1977. Thomas had worked at 9 firms and has passed the Series 63, SIE, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2017 - April 18, 2018
BRIGHTHOUSE SECURITIES, LLC
December 11, 2004 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
May 26, 2004 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
May 4, 2001 - June 2, 2004
THE LEADERS GROUP, INC.
July 6, 1998 - April 26, 2001
NATIONWIDE SECURITIES, LLC
February 22, 1994 - December 31, 1994
MUTUAL SERVICE CORPORATION
May 9, 1991 - August 3, 1993
C.A.L. INVESTMENT SERVICES INC.
November 19, 1983 - May 31, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 2, 1977 - July 28, 1982
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/18/1977
Registered Representative ExaminationCurrent Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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