Curtis A. Teberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Alan Teberg was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1977. Curtis had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2011 - January 22, 2024
POLAR INVESTMENT COUNSEL, INC.
February 21, 2002 - April 15, 2011
ASKAR CORP.
August 17, 1988 - February 25, 2002
WALNUT STREET SECURITIES, INC.
January 11, 1984 - August 24, 1988
FIRST AFFILIATED SECURITIES, INC.
May 4, 1977 - September 12, 1983
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 4/28/1977
Registered Representative ExaminationCurrent Firm
POLAR INVESTMENT COUNSEL, INC.
CRD#: 42847 / SEC#: 801-64516, 8-50039
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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