Donald W. Allen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Winfield Allen, who also goes by Donald W Allen, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1977. Donald had worked at 4 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2020 - August 11, 2021
LEVY WEALTH MANAGEMENT GROUP
February 14, 2020 - July 16, 2020
LPL FINANCIAL LLC
June 21, 2004 - July 30, 2021
LPL FINANCIAL LLC
March 15, 1993 - June 23, 2004
WS GRIFFITH SECURITIES, INC.
May 2, 1977 - March 15, 1993
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 4/22/1977
Registered Representative ExaminationCurrent Firm
LEVY WEALTH MANAGEMENT GROUP
CRD#: 305766 / SEC#: 801-117756
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,175 |
| AUM (Assets Under Management) | $ 943,418,690 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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