Dennis J. Kingery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Jackson Kingery was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1977. Dennis had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 1987 - January 22, 1988
AMERICAN CAPITAL EQUITIES, INC.
May 21, 1987 - August 4, 1987
AKAR CAPITAL MANAGEMENT, INC.
December 6, 1982 - May 31, 1983
KENNEY & BRANISEL MUNICIPALS, INC.
November 18, 1982 - December 16, 1982
PARR SECURITIES CORP.
July 19, 1979 - July 15, 1985
MULTIVEST SECURITIES, INC.
April 21, 1977 - March 2, 1978
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN CAPITAL EQUITIES, INC.
CRD#: 13272 / SEC#: , 8-29069
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
