David Patrick Resch
Professional Summary
David Patrick Resch is a registered financial advisor currently at POST RESCH TALLON GROUP located in Pittsford, New York and LPL FINANCIAL LLC located in Pittsford, New York. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 15, PC, Series 7 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
RBC CAPITAL MARKETS, LLC
LINCOLN INVESTMENT
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
RBC CAPITAL MARKETS, LLC
LINCOLN INVESTMENT
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
RBC CAPITAL MARKETS, LLC
LINCOLN INVESTMENT
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
RBC CAPITAL MARKETS, LLC
LINCOLN INVESTMENT
Years of Experience
49 years in the financial services industry
Current & Past Employments
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
RBC CAPITAL MARKETS, LLC
LINCOLN INVESTMENT
Current Firm
POST RESCH TALLON GROUP | POST RESCH TALLON GROUP, INC.
Contact Information
Main Address
1163 Pittsford-victor Road Suite 240, Pittsford, NY 14534Phone Number
(585) 249-1030# of Employees
5SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
857AUM (Assets Under Management)
$340,156,556Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
RBC CAPITAL MARKETS, LLC
LINCOLN INVESTMENT
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
RBC CAPITAL MARKETS, LLC
LINCOLN INVESTMENT
Primary Firm SEC Registration
POST RESCH TALLON GROUP | POST RESCH TALLON GROUP, INC.
State Registrations and Notice Filings
(7/10/2025)
(7/10/2025)
(7/10/2025)
(7/10/2025)
(6/22/2021)
(7/10/2025)
(7/30/2025)
(10/30/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Mar 1983PC — AMEX Put and Call Exam
Passed Sep 1977SRO Registrations
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
RBC CAPITAL MARKETS, LLC
LINCOLN INVESTMENT
CRS (Client Relationship Summary) - RIA
Click below to view David Patrick Resch's CRS (Customer Relationship Summary).
Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
RBC CAPITAL MARKETS, LLC
LINCOLN INVESTMENT
