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Debra Mary Petrasek

CRD# 836863·Registered 1982 - 2013
Previously Registered: Being a previously registered professional could mean that Debra is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Debra Mary Petrasek, who also goes by Debbie Paolino, Debra Mary Paolino, was a registered financial advisor. Debra was a previously registered financial professional and started their career in finance 1982 - 2013. Debra had worked at 6 firms and has passed the Series 63, Series 7 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Debbie Paolino, Debra Mary Paolino

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

QUANTITATIVE ANALYSIS SERVICE, INC.·CRD# 7842
BD
Jersey City, NJ
March 19, 2012 - March 8, 2013
PRINCETON FINANCIAL GROUP, LLC·CRD# 44865
BD
North Brunswick, NJ
November 15, 2000 - March 12, 2010
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
November 21, 1995 - December 8, 1998
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
San Francisco, CA
June 18, 1993 - December 23, 1993
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
March 12, 1984 - July 16, 1991
LEHMAN BROTHERS KUHN LOEB INCORPORATED·CRD# 7555
BD
March 18, 1982 - October 26, 1983

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Current Firm

QA
QUANTITATIVE ANALYSIS SERVICE, INC.

QUANTITATIVE ANALYSIS SERVICE, INC.

CRD#: 7842 / SEC#: 8-23314
BD
Terminated by SEC on 11/25/2013

Contact Information

Established

New Jersey since 10/20/1978

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TOWER, KENNETH GEORGEPRESIDENT, CEO, SECRETARY & DIRECTOR872561
HUI, JING LEXECUTIVE V.P., CHIEF OPERATING OFFICER, FINOP, CHIEF COMPLIANCE OFFICER2761360
SAKATA, HIROTSUGUCONSULTANT873769

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1977About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1985About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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