Marilyn C. Dimitroff

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CRD#: 836838

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marilyn Capelli Dimitroff, CFP®, who also goes by Marilyn Ruth Capelli, Marilyn Ruth Rouen, was a registered financial professional .

Marilyn is a previously registered financial professional and started their career in finance in 1977. Marilyn had worked at 7 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Marilyn Ruth Capelli | Marilyn Ruth Rouen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

October 14, 2013 - September 5, 2017

PLANNING ALTERNATIVES LTD

RIA

CRD#: 110268

BLOOMFIELD HILLS, MI

Past

February 10, 2010 - December 31, 2013

CAPELLI FINANCIAL SERVICES INC

RIA

CRD#: 106610

BLOOMFIELD HILLS, MI

Past

April 7, 1992 - November 15, 1994

INVEST FINANCIAL CORPORATION

CRD#: 12984

Past

May 23, 1985 - April 24, 1990

FOREST SECURITIES,INC.

CRD#: 16255

Past

January 16, 1985 - January 15, 1986

CAPITAL SECURITIES INVESTMENT CORPORATION

CRD#: 5606

Past

January 2, 1985 - June 3, 1985

IFR SECURITIES, INC.

CRD#: 10976

Past

April 21, 1977 - February 13, 1978

MANLEY, BENNETT, MCDONALD & CO

CRD#: 551

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANNING ALTERNATIVES LTD

CRD#: 110268 / SEC#: 801-18310

RIA

Registered Investment Advisory firm - (2/2/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/25/1992

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/4/1991

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 4/16/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/17/1985

General Securities Principal Examination

Current Firm

PLANNING ALTERNATIVES LTD

CRD#: 110268 / SEC#: 801-18310

RIA

Registered Investment Advisory firm - (2/2/1983 Approved)

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Contact information

Main Address

255 South Old Woodward Ave. Suite 310, Birmingham, MI 48009-6615

Mailing Address

Phone number

(248) 645-1520

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PLANNING ALTERNATIVES PART 2A BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	683
AUM (Assets Under Management)	$ 1,283,122,581

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marilyn C. Dimitroff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPELLI FINANCIAL SERVICES INC

INVEST FINANCIAL CORPORATION

FOREST SECURITIES,INC.

CAPITAL SECURITIES INVESTMENT CORPORATION

IFR SECURITIES, INC.

MANLEY, BENNETT, MCDONALD & CO

Primary Firm SEC Registration

PLANNING ALTERNATIVES LTD

State Registrations and Notice Filings

Exams

Series 63

Date: 6/25/1992

Series 65

Date: 9/4/1991

Series 7

Date: 4/16/1977

Series 24

Date: 1/17/1985

Current Firm

PLANNING ALTERNATIVES LTD

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLANNING ALTERNATIVES LTD

TRUST BUT VERIFY

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