Gerald A. Brizzolara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Anthony Brizzolara, who also goes by Anthony Brizzolara, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1977. Gerald had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2019 - June 23, 2020
THE RICE PARTNERSHIP, LLC
June 1, 2009 - August 29, 2017
MORGAN STANLEY
June 1, 2009 - August 29, 2017
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
March 27, 1996 - April 2, 2007
MORGAN STANLEY DW INC.
January 13, 1988 - April 2, 2007
MORGAN STANLEY DW INC.
August 12, 1980 - January 20, 1988
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
October 28, 1977 - September 12, 1980
E. F. HUTTON & COMPANY INC
April 21, 1977 - November 27, 1977
REYNOLDS SECURITIES, INC.
Primary Firm SEC Registration
THE RICE PARTNERSHIP, LLC
CRD#: 135701 / SEC#: 801-64438
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE RICE PARTNERSHIP, LLC
CRD#: 135701 / SEC#: 801-64438
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,096 |
| AUM (Assets Under Management) | $ 785,826,384 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/31/2025 | ||
| 07/23/2025 | ||
| 09/24/2024 | ||
| 07/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
