Lawrence B. Marcus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Brian Marcus was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1977. Lawrence had worked at 17 firms and has passed the Series 65, Series 63, SIE, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2012 - November 24, 2014
WORLD EQUITY GROUP, INC.
November 13, 2012 - November 24, 2014
WORLD EQUITY GROUP, INC.
May 14, 2012 - December 7, 2012
NATIONAL SECURITIES CORPORATION
April 16, 2012 - April 20, 2012
INTERNATIONAL ASSETS ADVISORY, LLC
July 27, 2011 - May 10, 2012
LEGEND MERCHANT GROUP, INC.
July 27, 2011 - May 10, 2012
LEGEND MERCHANT GROUP, INC.
September 2, 2010 - August 1, 2011
ANDERSON & STRUDWICK, INCORPORATED
July 8, 2010 - August 1, 2011
ANDERSON & STRUDWICK, INCORPORATED
July 31, 2009 - July 14, 2010
JESUP & LAMONT SECURITIES CORP
July 31, 2009 - July 14, 2010
JESUP & LAMONT SECURITIES CORP
October 25, 2007 - August 10, 2009
GLOBAL CROWN CAPITAL, LLC
May 12, 2003 - October 25, 2007
OPPENHEIMER & CO. INC.
April 10, 2001 - May 7, 2003
TRAUTMAN WASSERMAN & COMPANY, INC.
April 7, 1995 - April 12, 2001
PIPER SANDLER & CO.
May 26, 1989 - April 21, 1995
PRUDENTIAL EQUITY GROUP, LLC
June 12, 1985 - June 22, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
March 26, 1984 - August 22, 1985
L. F. ROTHSCHILD & CO. INCORPORATED
October 12, 1982 - April 6, 1984
FINANCIAL SQUARE PARTNERS
November 8, 1978 - October 21, 1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
February 24, 1978 - February 20, 1991
MORGAN STANLEY DW INC.
April 21, 1977 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 5/1/1977
AMEX Put and Call ExamCurrent Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
