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Samuel Nick Massey

Samuel N. Massey

Some features on this profile are disabled
CRD#: 836720
Samuel Nick Massey
Samuel Nick Massey

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Samuel Nick Massey, CFP®, who also goes by Nick Massey, was a registered financial professional .

Samuel is a previously registered financial professional and started their career in finance in 1977. Samuel had worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Paid By: Commission and Fee

Services Offered

Insurance Planning
Investment Planning
Comprehensive Financial Planning
Retirement Planning
Estate Planning

Aliases

Nick Massey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 11/15/2013: Householder Group Estate & Retirement Specialists - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 25%. (2) 11/15/2013: Massey Financial Services - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - 100% Time Spent - Owner - for accounting purposes only. (3) 11/15/2013: Householder Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 5% Time Spent - Agent. (4) 12/23/2013: Householder Group Estate & Retirement Specialists - DBA: Householder Group Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 70% Time Spent - IAR. (5) 03/11/2015: Edmond Sun Business Times - Investment Related - 123 S. Broadway, Edmond, OK 73034 - Other-Author - Started 01/01/2009 - Investment Related - 123 S. Broadway, Edmond, OK 73034 - Start 01/01/2009 - 2 Hours Per Month/0 Hours During Securities Trading - Monthly columnist, receive no compensation. (6) 10/19/2016: Householder Group Estate and Retirement Specialist - DBA: Massey Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/14/16 - 160 Hours Per Month/150 Hours During Securities Trading - Financial planning services, securities accounts (managed), annuities. (7) 11/2/2016 - Massey Financial Services, LLC - DBA: Massey Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/14/16 - 160 Hours Per Month/150 Hours During Securities Trading. (8) 5/15/2018 - Householder Group Estate & Retirement Specialists, LLC - Investment Related - At Reported Business Locations(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/2013 - I provide investment advisory services through Householder Group Estate & Retirement Specialists, an independent investment advisor firm. I started this business activity in 11/2013. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (9) 9/14/2018 - No Business Name - Not Investment Related - Various music venues in Oklahoma, primarily the Oklahoma City metro area. - Musician - Start Date: 08/04/2018 - 6 Hours Per Month/0 Hours During Securities Trading - Play guitar and sing at various small venues such as clubs, bars, restaurants and coffee shops.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2006

Experience

Past

November 19, 2013 - June 1, 2023

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

RIA
CRD#: 169045
EDMOND, OK
Past

November 15, 2013 - May 25, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
EDMOND, OK
Past

June 24, 2009 - November 20, 2013

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

RIA
CRD#: 149564
EDMOND, OK
Past

June 22, 2009 - November 15, 2013

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
EDMOND, OK
Past

October 31, 2005 - June 24, 2009

OSAIC SERVICES, INC.

BD
CRD#: 133763
EDMOND, OK
Past

June 21, 2004 - June 24, 2009

HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS

RIA
CRD#: 107773
EDMOND, OK
Past

June 1, 2004 - October 31, 2005

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

February 17, 2004 - May 28, 2004

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
EDMOND, OK
Past

February 11, 2004 - May 28, 2004

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

October 7, 2002 - January 5, 2004

UMB FINANCIAL SERVICES, INC.

RIA
CRD#: 17073
OKLAHOMA CITY, OK
Past

July 25, 2002 - January 5, 2004

UMB FINANCIAL SERVICES, INC.

BD
CRD#: 17073
KANSAS CITY, MO
Past

September 29, 1999 - August 16, 2002

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 5496
WELLESLEY HILLS, MA
Past

August 13, 1997 - September 10, 1999

GUARANTY BROKERAGE SERVICES, INC.

BD
CRD#: 23302
ST. CLOUD, MN
Past

July 1, 1996 - August 5, 1997

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

June 16, 1989 - July 1, 1996

FINANCIAL HORIZONS SECURITIES CORPORATION

BD
CRD#: 20221
Past

September 16, 1986 - July 13, 1989

BMA FINANCIAL SERVICES, INC.

BD
CRD#: 7943
KANSAS CITY, MO
Past

September 24, 1984 - November 5, 1985

ALEX. BROWN & SONS INCORPORATED

BD
CRD#: 20
Past

January 7, 1981 - October 11, 1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

May 29, 1980 - February 7, 1981

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

February 24, 1978 - June 29, 1980

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

April 21, 1977 - February 24, 1978

DEAN WITTER & CO. INCORPORATED

BD
CRD#: 6466

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/1/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/18/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/16/1977
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/13/1987
General Securities Principal Examination

Current Firm

HG
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
AMERICAN FINANCIAL SERVICES | TAX AND INVESTMENT ADVOCATES | STREFF FINANCIAL GROUP | RUSSO FINANCIAL MANAGEMENT | RIDLEY WEALTH STRATEGIES | NICKELS WEALTH MANAGEMENT | MONEY AND MINDFULNESS | MASSEY FINANCIAL SERVICES, LLC DBA MASSEY FINANCIAL SERVICES | LUNCEFORD PRIVATE WEALTH MANAGEMENT | L.H. NICKELS WEALTH MANAGEMENT | KIDWELL & COMPANY, INC | KAVE FAMILY FINANCIAL | KAVE FAMILY INSURANCE | IRA SPECIALISTS | HOUSEHOLDER GROUP OF TEXAS | HOUSEHOLDER GROUP OF ORANGE COUNTY | HOUSEHOLDER GROUP OF NEW MEXICO | HOUSEHOLDER GROUP OF DENVER | HOUSEHOLDER GROUP OF COLORADO SPRINGS | HOUSEHOLDER GROUP FINANCIAL ADVISORS | HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | HOUSEHOLDER GROUP DFW | HOUSEHOLDER GROUP COACHELLA VALLEY | HOUSEHOLDER GROUP ANTELOPE VALLEY | HOUSEHOLDER FINANCIAL ADVISORS LLC | HILL FINANCIAL PLANNING | HERITAGE WEALTH MANAGEMENT | CICHON FINANCIAL SERVICES

CRD#: 169045 / SEC#: 801-78565

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Contact information

Main Address
8985 E. Bell Road, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 604-0600
Established
Firm type
Fiscal year end
# of Employees
25

Documents

Latest Form ADV

Part 2 Brochures

Regulatory assets under management

Total Number of Accounts1,804
AUM (Assets Under Management)$ 277,447,180

Red Flags

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Company Information

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

CRD#: 169045

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