Timothy G. Ord
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy George Ord, who also goes by Tim Ord, Timothy G Ord, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1977. Timothy had worked at 13 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2001 - December 31, 2002
FAIRPORT CAPITAL, INC.
October 20, 1998 - April 7, 2000
EISNER SECURITIES, INC.
May 30, 1995 - August 28, 1998
CAPITAL SECURITIES OF AMERICA, INC.
April 1, 1992 - April 17, 1995
SCHNEIDER SECURITIES, INC.
January 30, 1991 - March 30, 1992
PRIVATE INVESTORS CARTEL, LTD.
August 25, 1988 - January 1, 1991
RICHFIELD SECURITIES, INC.
June 26, 1987 - August 16, 1988
CHELSEA SECURITIES, INC.
September 11, 1986 - June 15, 1987
MARSHALL DAVIS, INC.
March 9, 1985 - July 30, 1985
J. W. GANT & ASSOCIATES, INC.
August 26, 1980 - March 11, 1985
AMERICAN FRONTEER FINANCIAL CORPORATION
September 11, 1979 - September 21, 1980
BOETTCHER & COMPANY, INC.
February 24, 1978 - October 13, 1979
MORGAN STANLEY DW INC.
April 21, 1977 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAIRPORT CAPITAL, INC.
CRD#: 15034 / SEC#: , 8-32162
Contact information
FINRA licenses (13 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
