John T. Fitzsimons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Thomas Fitzsimons was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1977. John had worked at 10 firms and has passed the Series 63, PC, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2011 - January 24, 2013
SUMMER STREET RESEARCH PARTNERS
September 3, 2009 - March 29, 2011
AURIGA USA, LLC
March 17, 2006 - March 24, 2009
RODMAN & RENSHAW, LLC
February 10, 2003 - January 13, 2006
LEERINK PARTNERS LLC
July 1, 1998 - November 14, 2002
COWEN AND COMPANY
June 4, 1985 - July 1, 1998
FINANCIAL SQUARE PARTNERS
January 21, 1985 - June 11, 1985
BURGESS & LEITH INCORPORATED
August 25, 1980 - January 22, 1985
L. F. ROTHSCHILD & CO. INCORPORATED
January 9, 1979 - September 22, 1980
LEHMAN BROTHERS KUHN LOEB INCORPORATED
April 21, 1977 - January 26, 1979
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 7/27/1987
AMEX Put and Call ExamCurrent Firm
SUMMER STREET RESEARCH PARTNERS
CRD#: 127142 / SEC#: , 8-65958
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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