Varina M. Owen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Varina Margaret Owen, who also goes by Varina Graves Bledsoe, Varina Margaret Graves, Varina Graves, Reenee Owen, Varina Graves Owen, was a registered financial professional .
Varina is a previously registered financial professional and started their career in finance in 1977. Varina had worked at 5 firms and has passed the SIE, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2006 - July 31, 2018
SAMCO CAPITAL MARKETS, INC.
February 3, 2003 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
July 20, 2000 - February 3, 2003
SERVICE ASSET MANAGEMENT COMPANY
May 17, 1998 - September 1, 2000
PENSON FINANCIAL SERVICES, INC.
May 11, 1998 - May 20, 1998
WELLS FARGO CLEARING SERVICES, LLC
April 21, 1977 - May 11, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/8/1977
AMEX Put and Call ExamCurrent Firm
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532 / SEC#: , 8-67023
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
