Alfonso Lentini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfonso Lentini was a registered financial professional .
Alfonso is a previously registered financial professional and started their career in finance in 1981. Alfonso had worked at 10 firms and has passed the SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2017 - May 31, 2017
THE VERTICAL GROUP
August 11, 2016 - January 31, 2017
CELADON FINANCIAL GROUP LLC
December 19, 2011 - November 12, 2015
LEGEND SECURITIES, INC.
February 11, 2009 - January 28, 2010
LIGHTHOUSE FINANCIAL GROUP, LLC
January 23, 2008 - December 8, 2008
RUSHMORE CAPITAL, INC.
January 23, 2008 - December 8, 2008
DOMESTIC SECURITIES, INC.
October 3, 2002 - June 29, 2007
JEFFERIES LLC
August 26, 1988 - September 19, 2002
HERZOG, HEINE, GEDULD, LLC
August 1, 1986 - August 8, 1988
DEUTSCHE IXE, LLC
August 12, 1981 - July 10, 1986
WEDBUSH SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/27/1999
Limited Representative-Equity Trader ExamCurrent Firm
THE VERTICAL GROUP
CRD#: 104353 / SEC#: , 8-52814
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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