Steven A. Manuel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Allen Manuel, CFP®, who also goes by Steve Manuel, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1997. Steven had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 51 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2022 - April 25, 2024
PAX FINANCIAL GROUP
January 8, 2018 - June 15, 2020
USAA INVESTMENT SERVICES COMPANY
November 28, 2005 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
November 28, 2005 - June 12, 2020
USAA FINANCIAL ADVISORS, INC.
January 17, 1997 - November 16, 2005
SIGNATOR FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
PAX FINANCIAL GROUP
CRD#: 284164 / SEC#: 801-107918
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
PAX FINANCIAL GROUP
CRD#: 284164 / SEC#: 801-107918
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,249 |
| AUM (Assets Under Management) | $ 728,473,115 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
