John L. Kreuz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Leisen Kreuz was a registered financial advisor .
John is a previously registered financial advisor and started their career in finance in 1977. John had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2010 - February 9, 2010
SECURITIES SERVICE NETWORK, LLC
January 3, 2007 - January 5, 2010
USA FINANCIAL SECURITIES LLC
January 3, 2007 - January 5, 2010
USA FINANCIAL SECURITIES LLC
June 2, 2006 - June 30, 2006
IC ADVISORY SERVICES, INC.
June 1, 2006 - November 30, 2006
SCF SECURITIES, INC.
September 10, 1998 - June 2, 2006
THE INVESTMENT CENTER, INC.
January 5, 1998 - June 14, 2006
THE INVESTMENT CENTER, INC.
January 29, 1997 - December 31, 1997
CETERA ADVISORS LLC
June 18, 1989 - February 4, 1997
SUNAMERICA SECURITIES, INC.
June 3, 1987 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
May 22, 1986 - April 22, 1987
OLD NAPLES SECURITIES, INC.
February 18, 1981 - February 3, 1986
RESOURCE DEVELOPMENT INTERNATIONAL, LTD.
April 1, 1977 - March 6, 1980
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/11/1977
Registered Representative ExaminationCurrent Firm
SECURITIES SERVICE NETWORK, LLC
CRD#: 13318 / SEC#: , 8-28980
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVISOR GROUP HOLDINGS, INC. | SHARE HOLDER | |
| BLANCATO, PHILIP SALVATORE | DIRECTOR | 2122221 |
| GIOVANNIELLO, JOSEPH JR | DIRECTOR | 3086071 |
| GODBEE, CRYSTAL LEE | VICE PRESIDENT OF OPERATIONS | 5629010 |
| KLIMAS, RONALD THOMAS | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2321602 |
| MAAS, JONATHAN ELMER | VICE PRESIDENT, TRADING | 2793069 |
| MCKENNA, NINA | SECRETARY | 6302448 |
| PATEL, JAYAPRAKASH MOHANBHAI | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 2973297 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| WILKINSON, WADE SHANNON | PRESIDENT AND CEO | 2312703 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 5 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
