Robert G. Fillmore

SYNERGY FINANCIAL PARTNERS

DENVER, CO 80209

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CRD#: 836493

Professional summary

Robert G Fillmore, who also goes by Robert Graham Fillmore, is a registered financial advisor currently at SYNERGY FINANCIAL PARTNERS, LLC located in Denver, Colorado.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Robert has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 1, Series 24 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Graham Fillmore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

02/14/2018 - Independent Insurance Producer - Investment Related - Non-Variable Insurance - Representative - Life and LTC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert G Fillmore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2019 - Present

SYNERGY FINANCIAL PARTNERS, LLC

Office #1: 3773 Cherry Creek North Drive Suite 780, Denver, CO 80209

RIA

CRD#: 305287

DENVER, CO

Past

February 14, 2018 - January 23, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

DENVER, CO

Past

February 14, 2018 - April 8, 2021

LPL FINANCIAL LLC

CRD#: 6413

DENVER, CO

Past

August 1, 2017 - February 15, 2018

SII INVESTMENTS, INC.

RIA

CRD#: 2225

DENVER, CO

Past

August 1, 2017 - February 14, 2018

SII INVESTMENTS, INC.

CRD#: 2225

DENVER, CO

Past

October 30, 2002 - September 8, 2017

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

GREENWOOD VILLAGE, CO

Past

October 22, 2002 - September 8, 2017

PARK AVENUE SECURITIES LLC

CRD#: 46173

GREENWOOD VILLAGE, CO

Past

December 7, 2001 - October 7, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

LAKEWOOD, CO

Past

November 14, 2001 - October 7, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

February 18, 1999 - April 30, 2001

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

August 1, 1980 - May 2, 1984

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Past

April 20, 1977 - April 30, 2001

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYNERGY FINANCIAL PARTNERS, LLC

CRD#: 305287 / SEC#: 801-117436

RIA

Registered Investment Advisory firm - (10/4/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/28/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 4/14/1977

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 40

Date: 5/31/1978

Registered Principal Examination

Current Firm

SYNERGY FINANCIAL PARTNERS, LLC

CRD#: 305287 / SEC#: 801-117436

RIA

Registered Investment Advisory firm - (10/4/2019 Approved)

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Contact information

Main Address

3773 Cherry Creek North Drive Suite 780, Denver, CO 80209

Mailing Address

Phone number

(303) 399-9999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SYNERGY FINANCIAL PARTNERS, LLC - DISCLOSURE BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,915
AUM (Assets Under Management)	$ 280,009,351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Robert G. Fillmore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert G Fillmore's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

VALIC FINANCIAL ADVISORS, INC.

ADVANTAGE CAPITAL CORPORATION

THE VARIABLE ANNUITY MARKETING COMPANY

Primary Firm SEC Registration

SYNERGY FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/28/2000

Series 63

Date: 2/22/1999

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 4/14/1977

Series 24

Date: 1/2/2023

Series 40

Date: 5/31/1978

Current Firm

SYNERGY FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SYNERGY FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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