Peter J. Rumsavich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Joseph Rumsavich JR was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1977. Peter had worked at 6 firms and has passed the Series 4, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 1981 - May 10, 1988
D'MARTINE FINANCIAL SERVICES, INC.
May 13, 1980 - July 30, 1980
BLUNT ELLIS & LOEWI INCORPORATED
November 19, 1979 - May 18, 1980
AMERIPRISE ADVISOR SERVICES, INC.
May 3, 1979 - December 26, 1979
FIRST AFFILIATED SECURITIES, INC.
February 24, 1978 - April 15, 1979
MORGAN STANLEY DW INC.
December 20, 1977 - February 24, 1978
REYNOLDS SECURITIES, INC.
April 20, 1977 - January 23, 1978
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 40
Date: 4/13/1977
Registered Principal ExaminationCurrent Firm
D'MARTINE FINANCIAL SERVICES, INC.
CRD#: 10016 / SEC#: , 8-25186
Contact information
Documents
Red Flags
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