Gary A. Justice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Allan Justice, who also goes by Gary A Justice, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1977. Gary had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2005 - October 28, 2015
FFEC WEALTH PARTNERS LLC
September 2, 2005 - October 28, 2015
FFEC WEALTH PARTNERS LLC
November 18, 1999 - September 2, 2005
WELLS FARGO CLEARING SERVICES, LLC
September 16, 1987 - November 22, 1999
PRUDENTIAL EQUITY GROUP, LLC
August 19, 1987 - August 26, 1987
PRUDENTIAL EQUITY GROUP, LLC
March 23, 1981 - August 24, 1987
E. F. HUTTON & COMPANY INC
April 21, 1977 - January 31, 1981
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/14/1977
Registered Representative ExaminationCurrent Firm
FFEC WEALTH PARTNERS LLC
CRD#: 16507 / SEC#: 801-63970, 8-34082
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,755 |
| AUM (Assets Under Management) | $ 2,371,850,816 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
