Joseph P. Shanahan

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CRD#: 836265

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Patrick Shanahan was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1977. Joseph had worked at 11 firms and has passed the PC, Series 16, Series 24, Series 14, Series 12, F04 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 23, 2004 - December 31, 2005

SYNERGY CAPITAL I, LLC

CRD#: 47965

NEW YORK, NY

Past

November 17, 2000 - July 18, 2002

CYBERPLACEMENTS, LLC

CRD#: 104232

MANHASSET, NY

Past

September 13, 1999 - October 10, 2001

KC MAY SECURITIES CORP.

CRD#: 17833

NEW YORK, NY

Past

April 7, 1998 - September 14, 1999

BILTMORE INTERNATIONAL CORPORATION

CRD#: 21163

EDISON, NJ

Past

January 2, 1996 - October 23, 1997

RODMAN & RENSHAW INC.

CRD#: 724

CHICAGO, IL

Past

April 24, 1994 - December 10, 1996

ABACO INTERNATIONAL CORPORATION

CRD#: 27354

NEW YORK, NY

Past

January 14, 1994 - April 8, 1994

RODMAN & RENSHAW INC.

CRD#: 724

CHICAGO, IL

Past

October 15, 1992 - January 25, 1994

ABACO INTERNATIONAL CORPORATION

CRD#: 27354

NEW YORK, NY

Past

January 21, 1992 - February 11, 1992

EXETER, LTD.

CRD#: 24454

WANTAGH, NY

Past

January 21, 1992 - January 7, 1993

BNY DIRECT EXECUTION INC.

CRD#: 29598

NEW YORK, NY

Past

October 27, 1980 - August 7, 1990

KEANE SECURITIES CO., INC.

CRD#: 8452

NEW YORK, NY

Past

May 15, 1978 - July 10, 1981

MARKETIMING, INCORPORATED

CRD#: 7604

Past

April 7, 1977 - August 18, 1980

ADVEST, INC.

CRD#: 10

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

PC

Date: 9/11/1997

AMEX Put and Call Exam

General Industry/Product Exam

Series 16

Date: 6/19/1982

NYSE Supervisory Analyst Examination

Principal/Supervisory Exam

Series 24

Date: 5/18/2004

General Securities Principal Examination

Principal/Supervisory Exam

Series 14

Date: 6/25/1992

Compliance Officer Examination

Principal/Supervisory Exam

Series 12

Date: 2/12/1992

NYSE Branch Manager Examination

Principal/Supervisory Exam

F04

Date: 4/7/1977

Financial Principal Examination

Principal/Supervisory Exam

Series 40

Date: 4/1/1977

Registered Principal Examination

Current Firm

SYNERGY CAPITAL I, LLC

SYNERGY CAPITAL I, LLC | SYNERGY CAPITAL, INC.

CRD#: 47965 / SEC#: , 8-51971

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

40 Fulton Street, New York, NY 10038

Mailing Address

40 Fulton Street 23rd Floor, New York, NY 10038

Phone number

(212) 385-0537

Established

Delaware since 10/26/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CSG III, LLC	PARENT
BERMAN, STEPHEN JEFFREY	PRESIDENT,CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER	1301872
GEORGE, KENNETH RONALD	CFO, PRINCIPAL FINANCIAL OFFICER AND OPERATIONS OFFICER	2643369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph P. Shanahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CYBERPLACEMENTS, LLC

KC MAY SECURITIES CORP.

BILTMORE INTERNATIONAL CORPORATION

RODMAN & RENSHAW INC.

ABACO INTERNATIONAL CORPORATION

RODMAN & RENSHAW INC.

ABACO INTERNATIONAL CORPORATION

EXETER, LTD.

BNY DIRECT EXECUTION INC.

KEANE SECURITIES CO., INC.

MARKETIMING, INCORPORATED

ADVEST, INC.

State Registrations and Notice Filings

Exams

PC

Date: 9/11/1997

Series 16

Date: 6/19/1982

Series 24

Date: 5/18/2004

Series 14

Date: 6/25/1992

Series 12

Date: 2/12/1992

F04

Date: 4/7/1977

Series 40

Date: 4/1/1977

Current Firm

SYNERGY CAPITAL I, LLC

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SYNERGY CAPITAL I, LLC

TRUST BUT VERIFY

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