Walter J. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Joseph Moore, who also goes by Walt Moore, Walter J Moore, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1977. Walter had worked at 12 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2008 - December 31, 2010
W. J. MOORE, INVESTMENT ADVISER, LLC
March 30, 2000 - December 31, 2012
CROWN CAPITAL SECURITIES, L.P.
March 31, 1999 - March 31, 2000
MUTUAL SERVICE CORPORATION
February 3, 1997 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
February 1, 1996 - December 31, 1996
WALNUT STREET SECURITIES, INC.
January 18, 1995 - January 30, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 18, 1995 - January 30, 1996
SIGNATOR INVESTORS, INC.
February 5, 1993 - January 23, 1995
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 25, 1988 - December 31, 1992
EQUITY SERVICES, INC.
July 25, 1984 - December 21, 1987
GREEN HILL FINANCIAL SERVICE CORPORATION
September 21, 1979 - July 27, 1984
JOHN HANCOCK DISTRIBUTORS LLC
April 11, 1977 - March 8, 1984
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/2/1977
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
