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JB

Jean M. Bradley

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CRD#: 835988
JB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jean M Bradley, who also goes by Jean Marie Bradley, Jean Marie Miscia, was a registered financial professional .

Jean is a previously registered financial professional and started their career in finance in 1977. Jean had worked at 8 firms and has passed the Series 63, SIE, Series 1, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jean Marie Bradley | Jean Marie Miscia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 27, 2005 - January 2, 2019

AMUNDI DISTRIBUTOR US, INC.

BD
CRD#: 24497
BOSTON, MA
Past

May 16, 2005 - June 15, 2005

COLUMBIA FINANCIAL CENTER INCORPORATED

BD
CRD#: 23562
PORTLAND, OR
Past

May 16, 2005 - August 22, 2005

BACAP DISTRIBUTORS, LLC

BD
CRD#: 46088
CHARLOTTE, NC
Past

February 11, 2005 - October 12, 2005

BOFA DISTRIBUTORS, INC.

BD
CRD#: 30683
BOSTON, MA
Past

July 23, 2004 - January 31, 2005

BARINGS SECURITIES LLC

BD
CRD#: 36929
CHARLOTTE, NC
Past

September 24, 2002 - July 12, 2004

BOFA DISTRIBUTORS, INC.

BD
CRD#: 30683
BOSTON, MA
Past

October 10, 2001 - March 4, 2002

LOOMIS SAYLES DISTRIBUTORS, L.P.

BD
CRD#: 41795
BOSTON, MA
Past

April 12, 1994 - May 19, 2000

FIDELITY DISTRIBUTORS CORPORATION

BD
CRD#: 6848
SMITHFIELD, RI
Past

April 11, 1977 - March 2, 1994

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 5496
WELLESLEY HILLS, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/21/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 1
Date: 4/2/1977
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/30/1985
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 7/28/1981
Investment Company Products/Variable Contracts Principal Examination

Current Firm

AD
AMUNDI DISTRIBUTOR US, INC.
AMUNDI DISTRIBUTOR US, INC. | PIONEER FUNDS DISTRIBUTOR, INC. | PIONEER DISTRIBUTORS, INC. | AMUNDI PIONEER DISTRIBUTOR, INC.

CRD#: 24497 / SEC#: , 8-41256

BD
Terminated by SEC on 08/29/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
Massachusetts since 03/02/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AMUNDI US, INC.OWNER
LICATA, DANIELECHIEF FINANCIAL OFFICER7010418
MATHES, CHARLES BPRESIDENT, CHIEF COMPLIANCE OFFICER5980160

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

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