William W. Clarke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Walton Clarke was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1977. William had worked at 11 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2008 - May 1, 2015
LAMON & STERN, INC.
December 4, 2003 - February 6, 2008
KNIGHT CAPITAL AMERICAS, L.P.
November 6, 1991 - January 7, 2004
DONALDSON & CO., INCORPORATED
August 8, 1989 - October 1, 1991
STEPHENS
March 31, 1989 - September 1, 1989
FIRST UNION CAPITAL MARKETS CORP.
August 4, 1986 - April 19, 1989
MARSHALL & CO. SECURITIES, INC.
January 14, 1986 - September 22, 1986
EASTERN CAPITAL SECURITIES, INC.
September 6, 1984 - January 18, 1986
CIBC WORLD MARKETS CORP.
May 5, 1981 - September 28, 1984
BECKER PARIBAS INCORPORATED
July 15, 1977 - January 31, 1981
SALOMON BROTHERS INC.
January 3, 1977 - August 6, 1977
LOEB, RHOADES & CO. INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAMON & STERN, INC.
CRD#: 10839 / SEC#: , 8-28694
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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