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CE

Charles H. Evans

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CRD#: 835819
CE

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Howard Evans, who also goes by Chuck Evans, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1977. Charles had worked at 5 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chuck Evans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 30, 2008 - June 30, 2008

EVOLVE SECURITIES, INC.

BD
CRD#: 127474
BOWLING GREEN, OH
Past

December 5, 2006 - April 30, 2008

AFS BROKERAGE, INC.

BD
CRD#: 25924
BOWLING GREEN, OH
Past

March 31, 2003 - October 26, 2006

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
BOWLING GREEN, OH
Past

June 15, 1998 - March 31, 2003

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

BD
CRD#: 2864
BRYAN, OH
Past

April 1, 1977 - June 15, 1998

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/20/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/19/1977
General Securities Representative Examination

Current Firm

ES
EVOLVE SECURITIES, INC.
360 FINANCIAL PLANNING | THE LIEN RESOLUTION GROUP | SPROUSE FINANCIAL GROUP | SOLIDARITY INVESTMENTS, INC. | SODA CREEK FINANCIAL ADVISORS | SHADE TREE PARTNERS | SECURITY FINANCIAL SERVICES | PROVIDENT ADVISORS | PLANTIFF SOLUTIONS | PEYTON FINANCIAL GROUP, INC. | PATHWAYS FINANCIAL PARTNERS, INC. | MOMUMENT FINANCIAL SERVICES | MILLENIUM SETTLEMENTS | MAYBERRY PARTNERS | LONGVIEW FINANCIAL PARTNERS, LLC | JOLLIFFE CAPITAL, INC. | JAMES STREET GROUP | INNOVATIVE FINANCIAL PARTNERS LLC | GREAT AMERICAN SENIOR BENEFIT | EVOLVE SECURITIES, INC. | EVEREST FINANCIAL & SETTLEMENT CONSULTING | EPS SETTLEMENTS | ELITE FINANCIAL SERVICES | COX & KOR WEALTH MANAGEMENT | CONCIERGE LEGACY ADVISORS | CERES FINANCIAL GROUP | AMZ FINANCIAL INSURANCE SERVICES

CRD#: 127474 / SEC#: , 8-66004

BD
Terminated by SEC on 03/15/2011
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 02/04/2004
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
EVOLVE FINANCIAL GROUP, INC.SOLE SHAREHOLDER
CHRISTIANS, AMANDA MICHELECHIEF COMPLIANCE OFFICER - IA ONLY3021175
COOK, ANDREW BERNARDSVP/COMPLIANCE OFFICER -STRUCTURED SETTLEMENTS2712307
KOCZERA, LYNN COLTONFINOP1065105
SHADE, KENNETH EUGENECHIEF COMPLIANCE OFFICER, SROP - BD ONLY, OPERATIONS COMPLIANCE, CROP3259826

Disclosures

Regulatory Event1
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EVOLVE SECURITIES, INC.

CRD#: 127474

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