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Robert Elton Bragg Iii

CRD# 835795·Registered 1977 - 1986
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Elton Bragg III, who also goes by Robert Bailes, Robert Elton Bragg, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1977 - 1986. Robert had worked at 10 firms and has passed the Series 63, Series 7, F04 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Bailes, Robert Elton Bragg

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

CENPAC SECURITIES CORP.·CRD# 16089
BD
February 25, 1986 - August 13, 1986
CALIFORNIA BROKERAGE SERVICES,INC.·CRD# 14638
BD
August 7, 1984 - November 13, 1985
J. W. WELLER & CO., INC.·CRD# 6106
BD
March 1, 1983 - November 21, 1983
VENHU SECURITIES INC.·CRD# 8566
BD
August 24, 1982 - February 15, 1983
NORTHRIDGE SECURITIES, INC.·CRD# 1394
BD
June 10, 1982 - July 3, 1985
J. W. WELLER & CO., INC.·CRD# 6106
BD
April 7, 1982 - April 20, 1982
AMERICAN WESTERN SECURITIES, INC.·CRD# 7619
BD
March 8, 1982 - March 31, 1982
NORTHRIDGE SECURITIES, INC.·CRD# 1394
BD
February 28, 1980 - April 13, 1982
SOCAL-EQUITIES, INC.·CRD# 7608
BD
July 14, 1978 - June 17, 1981
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
April 20, 1978 - January 16, 1980
M. S. WIEN & CO., INC.·CRD# 541
BD
November 23, 1977 - May 26, 1978
UNIVERSAL HERITAGE INVESTMENTS CORPORATION·CRD# 32
BD
April 1, 1977 - January 5, 1978

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Current Firm

CS
CENPAC SECURITIES CORP.

CENPAC SECURITIES CORP. | CENTURY PACIFIC SECURITIES CORP.

CRD#: 16089 / SEC#: 8-33257
BD
Expelled by FINRA on 10/14/1992

Contact Information

Established

Arizona since 05/04/1984

Firm Type

Corporation

Fiscal Year End

September

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1977About the Series 7 exam

F04 — Financial Principal Examination

Passed Oct 1980

Series 40 — Registered Principal Examination

Passed Oct 1978

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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