Byron A. Sanders

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CRD#: 835737

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Byron Anthony Sanders was a registered financial professional .

Byron is a previously registered financial professional and started their career in finance in 1977. Byron had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 28, Series 4 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 3, 2001 - March 27, 2018

DALE K. EHRHART, INC.

RIA

CRD#: 35971

VENICE, FL

Past

November 23, 1999 - September 13, 2010

DALE K. EHRHART, INC.

CRD#: 35971

VENICE, FL

Past

December 15, 1987 - November 18, 1999

KASHNER DAVIDSON SECURITIES CORPORATION

CRD#: 5319

SARASOTA, FL

Past

February 3, 1986 - December 21, 1987

CARNES CAPITAL CORPORATION

CRD#: 16187

Past

February 10, 1982 - November 26, 1985

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Past

August 4, 1980 - October 1, 1983

WILLIAMS SECURITIES GROUP, INC.

CRD#: 3770

Past

January 22, 1980 - September 4, 1980

FIRST AFFILIATED SECURITIES, INC.

CRD#: 6871

Past

April 1, 1977 - August 4, 1980

KASHNER DAVIDSON SECURITIES CORPORATION

CRD#: 5319

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DALE K. EHRHART, INC.

ASSET CLASS STRATEGIES | DALE K. EHRHART, INC.

CRD#: 35971 / SEC#: 801-13542, 8-47154

RIA

Registered Investment Advisory firm - SEC (2/17/1978 Approved)

Terminated by SEC on 09/12/2010

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/11/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/19/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 5/31/2001

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 1/26/1998

Registered Options Principal Examination

Principal/Supervisory Exam

Series 40

Date: 3/21/1978

Registered Principal Examination

Current Firm

DALE K. EHRHART, INC.

ASSET CLASS STRATEGIES | DALE K. EHRHART, INC.

CRD#: 35971 / SEC#: 801-13542, 8-47154

RIA

Registered Investment Advisory firm - SEC (2/17/1978 Approved)

Terminated by SEC on 09/12/2010

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Contact information

Main Address

100 W Venice Ave Suite G, Venice, FL 34285

Mailing Address

Phone number

(941) 485-8220

Established

Delaware since 10/30/1975

Firm type

Corporation

Fiscal year end

December

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DKE, INC. ADV PART 2 (3/26/2025)

Direct owners and executive officers

Name	Position	CRD#
HARTLEY, MICHAEL THOMAS	CEO	1522614
TRAMMELL, THOMAS BLAIR	SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	1003389
GETTE, MICKI RUTH	TREASURER FOP	2229275
HARTLEY, MICHAEL WARREN	VICE PRESIDENT - RESEARCH	4828732
KEYSER, ROBERT CALDWELL	VICE PRESIDENT - INSURANCE	857271
MOORE, JAMES HENRY	ASSISTANT VICE PRESIDENT	4165738
SANDERS, BYRON ANTHONY	PRESIDENT	835737
TRAMMELL, NANCY JEAN	SECRETARY	2454656

Regulatory assets under management

Total Number of Accounts	288
AUM (Assets Under Management)	$ 561,522,571

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
08/26/2024	Cover Page	Report
07/21/2023	Cover Page	Report
08/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Byron A. Sanders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DALE K. EHRHART, INC.

KASHNER DAVIDSON SECURITIES CORPORATION

CARNES CAPITAL CORPORATION

RAYMOND JAMES & ASSOCIATES, INC.

WILLIAMS SECURITIES GROUP, INC.

FIRST AFFILIATED SECURITIES, INC.

KASHNER DAVIDSON SECURITIES CORPORATION

Primary Firm SEC Registration

DALE K. EHRHART, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2010

Series 63

Date: 2/11/1988

Series 7

Date: 3/19/1977

Series 28

Date: 5/31/2001

Series 4

Date: 1/26/1998

Series 40

Date: 3/21/1978

Current Firm

DALE K. EHRHART, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DALE K. EHRHART, INC.

TRUST BUT VERIFY

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