Stephen G. Cook

COQUINA PRIVATE WEALTH ADVISORS

Boca Raton, FL 33487-2828

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CRD#: 835712

Professional summary

Stephen Gerard Cook, who also goes by Stephen G Cook, is a registered financial advisor currently at COQUINA PRIVATE WEALTH ADVISORS located in Boca Raton, Florida.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Stephen has worked at 10 firms and has passed the Series 63, SIE, Series 15, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen G Cook

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Williams Financial Services Inc. Address: 3000 N University Dr # 2F, Coral Springs, FL, 33065, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 01/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Occasionally if client needs will write non-variable life insurance (term) thru Gateway. (2)Name of Business: Williams Financial Services Inc. Address: 3000 N University Dr # 2F, Coral Springs, FL, 33065, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 08/05/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: finacial advisor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Gerard Cook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2025 - Present

COQUINA PRIVATE WEALTH ADVISORS

Office #1: 902 Clint Moore Rd Ste 228, Boca Raton, FL 33487-2828

RIA

CRD#: 333615

Boca Raton, FL

Past

March 31, 2009 - March 31, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Boca Raton, FL

Past

April 28, 2004 - December 31, 2005

WILLIAMS FINANCIAL CONSULTANTS

RIA

CRD#: 106919

CORAL SPRINGS, FL

Past

January 17, 1991 - October 10, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

Boca Raton, FL

Past

October 25, 1990 - March 31, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Boca Raton, FL

Past

October 27, 1986 - October 26, 1990

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

May 14, 1986 - November 5, 1986

JOHN FRANKLIN & ASSOCIATES, INC.

CRD#: 16036

Past

October 30, 1984 - May 13, 1986

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

October 23, 1978 - February 11, 1985

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

September 26, 1978 - November 18, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

April 1, 1977 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COQUINA PRIVATE WEALTH ADVISORS

COQUINA PRIVATE WEALTH ADVISORS | WEALTHCORE FINANCIAL PLANNING | COQUINA PRIVATE WEALTH LLC

CRD#: 333615 / SEC#: 801-132012

RIA

Registered Investment Advisory firm - (2/26/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/6/2025)

IAR

Texas
(4/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/27/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 9/5/1985

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 10/12/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 3/19/1977

General Securities Representative Examination

Current Firm

COQUINA PRIVATE WEALTH ADVISORS

COQUINA PRIVATE WEALTH ADVISORS | WEALTHCORE FINANCIAL PLANNING | COQUINA PRIVATE WEALTH LLC

CRD#: 333615 / SEC#: 801-132012

RIA

Registered Investment Advisory firm - (2/26/2025 Approved)

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Contact information

Main Address

18501 Murdock Circle, Suite 201, Port Charlotte, FL 33948

Mailing Address

Phone number

(941) 206-5120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (11/7/2025)

Regulatory assets under management

Total Number of Accounts	1,541
AUM (Assets Under Management)	$ 392,071,937

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Stephen G. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Gerard Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

WILLIAMS FINANCIAL CONSULTANTS

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

JOHN FRANKLIN & ASSOCIATES, INC.

DREXEL BURNHAM LAMBERT INCORPORATED

CIBC WORLD MARKETS CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Primary Firm SEC Registration

COQUINA PRIVATE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 9/27/1979

SIE

Date: 10/1/2018

Series 15

Date: 9/5/1985

Series 5

Date: 10/12/1981

Series 7

Date: 3/19/1977

Current Firm

COQUINA PRIVATE WEALTH ADVISORS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COQUINA PRIVATE WEALTH ADVISORS

TRUST BUT VERIFY

Contact information

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