Averell W. Satloff
Professional summary
Averell W. Satloff, who also goes by Averell Wayne Satloff, is a registered financial professional currently at VESTECH SECURITIES, INC. located in St. Louis, Missouri.
Averell is registered as a RR (Registered Representative) and started their career in finance in 1977. Averell has worked at 22 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 72, SIE, Series 41, PC, Series 7, Series 24, Series 14, Series 27, Series 9, Series 10, Series 8, Series 40 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Averell W. Satloff's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2022 - Present
VESTECH SECURITIES, INC.
Office #1: 11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141May 1, 2019 - December 7, 2021
TRADESPOT MARKETS INC.
April 24, 2017 - January 30, 2019
FORTE SECURITIES LLC
May 29, 2015 - January 11, 2017
TD PRIME SERVICES LLC
May 5, 2014 - June 25, 2015
ZEUS FINANCIAL, LLC
June 10, 2013 - April 15, 2014
MERRIMAN CAPITAL, INC.
January 4, 2011 - December 13, 2012
LAMPERT CAPITAL MARKETS INC.
February 3, 2009 - January 4, 2011
GLOBAL ARENA CAPITAL CORP
May 24, 2007 - September 24, 2008
JESUP & LAMONT SECURITIES CORP
June 16, 2006 - June 4, 2007
EKN FINANCIAL SERVICES INC.
October 21, 2004 - June 2, 2006
CAPITAL GROWTH FINANCIAL, LLC
September 12, 2002 - October 27, 2004
MARATHON CAPITAL MARKETS, LLC
February 22, 2001 - February 20, 2002
ECAPNETWORK SECURITIES, INC.
May 8, 1997 - February 1, 2001
SOLID ISG CAPITAL MARKETS, LLC
January 22, 1996 - April 23, 1997
PRIME CHARTER LTD.
January 3, 1989 - January 22, 1996
JOSEPHTHAL & CO., INC.
May 24, 1988 - September 13, 1989
MARKETFIELD SECURITIES LIMITED
February 14, 1987 - May 12, 1988
MULLER AND COMPANY, INC.
July 18, 1986 - February 26, 1987
LOS ANGELES SECURITIES
July 30, 1985 - July 28, 1986
MARKETFIELD SECURITIES LIMITED
September 9, 1983 - April 8, 1985
SWERGOLD, CHEFITZ & INCORPORATED
May 18, 1983 - September 9, 1983
GINTEL & CO., LLC
September 28, 1978 - July 29, 1982
MARKETFIELD SECURITIES LIMITED
April 1, 1977 - August 3, 1978
COLIN, HOCHSTIN CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 41
Date: 8/1/1978
NYSE Allied Member ExaminationPC
Date: 4/12/1978
AMEX Put and Call ExamSeries 8
Date: 7/8/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Series 40
Date: 8/3/1978
Registered Principal ExaminationF04
Date: 7/20/1978
Financial Principal ExaminationFINRA
Current Firm
VESTECH SECURITIES, INC.
CRD#: 41409 / SEC#: , 8-49409
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 4 |
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Company Information
VESTECH SECURITIES, INC.
CRD#: 41409St. Louis, MO 63141TRUST BUT VERIFY
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