Harry R. Lankenau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Robert Lankenau was a registered financial advisor .
Harry is a previously registered financial advisor and started their career in finance in 1982. Harry had worked at 4 firms and has passed the Series 63, Series 65, Series 82TO, SIE, PC, Series 7, Series 24, Series 8 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2019 - December 9, 2019
CHARLES TOWNE SECURITIES, LLC
January 15, 1998 - November 19, 2003
CAPRIN ASSET MANAGEMENT, LLC
July 1, 1993 - January 5, 1998
SCOTT & STRINGFELLOW, LLC
October 20, 1982 - May 17, 1993
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 3/1/2019
Limited Representative-Private Securities OfferingsPC
Date: 8/1/1977
AMEX Put and Call ExamSeries 8
Date: 11/10/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CHARLES TOWNE SECURITIES, LLC
CRD#: 172278 / SEC#: , 8-69505
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
