William J. Jeffery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Jeremy Jeffery, who also goes by Jeremy Jeffery, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1977. William had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2013 - December 31, 2015
EQUUS FINANCIAL CONSULTING LLC
June 23, 2005 - September 30, 2005
MORGAN STANLEY DW INC.
August 19, 1987 - June 24, 2005
MORGAN STANLEY MARKET PRODUCTS INC.
September 1, 1982 - June 24, 2005
MORGAN STANLEY & CO. LLC
January 12, 1979 - August 12, 1982
PERSHING LLC
September 26, 1978 - January 9, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 1, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUUS FINANCIAL CONSULTING LLC
CRD#: 131449 / SEC#: , 8-66467
Contact information
FINRA licenses (50 States and Territories)
Red Flags
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