Jerald A. Belofsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerald Alan Belofsky was a registered financial professional .
Jerald is a previously registered financial professional and started their career in finance in 1977. Jerald had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2012 - August 14, 2018
OLDFIELD CAPITAL GROUP LLC
May 13, 2010 - May 31, 2011
HS & CO., INC.
August 28, 2006 - October 17, 2008
LEGEND SECURITIES, INC.
April 8, 2003 - April 19, 2005
MORGAN STANLEY DW INC.
January 21, 2003 - April 19, 2005
MORGAN STANLEY DW INC.
June 5, 2001 - December 31, 2002
LEGEND SECURITIES, INC.
April 5, 1999 - April 13, 2000
LADENBURG THALMANN & CO. INC.
October 4, 1996 - March 22, 1999
JOSEPHTHAL & CO., INC.
June 28, 1996 - November 13, 1996
OSAIC FS, INC.
November 15, 1993 - May 25, 1995
FORTIS CAPITAL INVESTMENTS INC.
July 18, 1990 - November 15, 1993
MEESPIERSON INVESTMENT FINANCE (U.S.) INC.
April 4, 1990 - April 23, 1990
FORTIS CAPITAL INVESTMENTS INC.
November 14, 1983 - February 21, 1990
J.P. MORGAN SECURITIES LLC
April 1, 1977 - May 22, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OLDFIELD CAPITAL GROUP LLC
CRD#: 159498 / SEC#: , 8-68991
Contact information
FINRA licenses (10 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
