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Jefferson Glenny Parker

CRD# 835439·Registered 1977 - 2021
Previously Registered: Being a previously registered professional could mean that Jefferson is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jefferson Glenny Parker, who also goes by Jeff Parker, was a registered financial advisor. Jefferson was a previously registered financial professional and started their career in finance 1977 - 2021. Jefferson had worked at 4 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, Series 7TO, SIE, Series 55, PC, Series 15, Series 7, Series 10, Series 9, Series 27, Series 24, Series 4 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jeff Parker

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

IBERIA CAPITAL PARTNERS L.L.C.·CRD# 152766
BD
New Orleans, LA
September 16, 2010 - March 9, 2021
HOWARD WEIL INCORPORATED·CRD# 30958
BD
New Orleans, LA
October 31, 2003 - July 30, 2009
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
April 26, 2000 - October 31, 2003
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.·CRD# 414
BD
New Orleans, LA
April 1, 1977 - April 26, 2000

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Current Firm

IC
IBERIA CAPITAL PARTNERS L.L.C.

IBERIA CAPITAL PARTNERS L.L.C.

CRD#: 152766 / SEC#: 8-68477
BD
Terminated by SEC on 03/07/2021

Contact Information

Established

Louisiana since 12/17/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST HORIZON NATIONAL CORPORATIONMEMBER—
BYRD, DARYL GLYNNDIRECTOR5761573
LAKEY, MARY THIELCHIEF OPERATIONS OFFICER/CCO5842843
PARKER, JEFFERSON GLENNYDIRECTOR/CEO/CFO835439
PELLETIER, MICHAEL DAVIDDIRECTOR5761585
RESTEL, ANTHONY JOSEPHDIRECTOR5762931
WORLEY, CLIFTON MDIRECTOR/PRESIDENT5246893

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1989About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Oct 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

PC — AMEX Put and Call Exam

Passed Mar 1987

Series 15 — Foreign Currency Options Examination

Passed Dec 1982

Series 7 — General Securities Representative Examination

Passed Mar 1977About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 2022About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Oct 2022About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Oct 2022About the Series 4 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Aug 1989

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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