Jefferson G. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jefferson Glenny Parker, who also goes by Jeff Parker, was a registered financial professional .
Jefferson is a previously registered financial professional and started their career in finance in 1977. Jefferson had worked at 4 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, Series 7TO, SIE, Series 55, PC, Series 15, Series 7, Series 10, Series 9, Series 27, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2010 - March 9, 2021
IBERIA CAPITAL PARTNERS L.L.C.
October 31, 2003 - July 30, 2009
HOWARD WEIL INCORPORATED
April 26, 2000 - October 31, 2003
LEGG MASON WOOD WALKER, INCORPORATED
April 1, 1977 - April 26, 2000
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 10/27/2022
General Securities Representative ExaminationSeries 55
Date: 3/28/2000
Limited Representative-Equity Trader ExamPC
Date: 3/19/1987
AMEX Put and Call ExamSeries 15
Date: 12/13/1982
Foreign Currency Options ExaminationSeries 8
Date: 8/30/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
IBERIA CAPITAL PARTNERS L.L.C.
CRD#: 152766 / SEC#: , 8-68477
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON NATIONAL CORPORATION | MEMBER | |
| BYRD, DARYL GLYNN | DIRECTOR | 5761573 |
| LAKEY, MARY THIEL | CHIEF OPERATIONS OFFICER/CCO | 5842843 |
| PARKER, JEFFERSON GLENNY | DIRECTOR/CEO/CFO | 835439 |
| PELLETIER, MICHAEL DAVID | DIRECTOR | 5761585 |
| RESTEL, ANTHONY JOSEPH | DIRECTOR | 5762931 |
| WORLEY, CLIFTON M | DIRECTOR/PRESIDENT | 5246893 |
Red Flags
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