Frederick R. Cornwall
Professional summary
Frederick Reid Cornwall is a registered financial professional currently at MUNICIPAL CAPITAL MARKETS GROUP, INC. located in Dallas, Texas.
Frederick is registered as a RR (Registered Representative) and started their career in finance in 1977. Frederick has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 50, Series 7, Series 3, Series 52, Series 14, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederick Reid Cornwall's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2001 - Present
MUNICIPAL CAPITAL MARKETS GROUP, INC.
Office #1: 5220 Spring Valley Rd Ste 522, Dallas, TX 75254Office #2: 5220 Spring Valley Rd., Ste. 522, Dallas, TX 75254October 4, 2004 - January 30, 2006
CAMBRIDGE LEGACY SECURITIES L.L.C.
October 3, 1989 - April 10, 2001
UNICAPITAL SECURITIES CORP.
March 13, 1984 - March 9, 1989
PRUDENTIAL EQUITY GROUP, LLC
April 12, 1983 - January 10, 1986
ANDERSON, DEMONBRUN, INC.
April 1, 1977 - November 16, 1978
HANIFEN, IMHOFF INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2018)
(2/5/2015)
(3/15/2001)
(1/13/2009)
(1/8/2025)
(4/9/2001)
(1/12/2017)
(1/8/2025)
(4/9/2001)
(1/3/2014)
(1/6/2014)
(2/15/2001)
(9/13/2016)
(10/6/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MUNICIPAL CAPITAL MARKETS GROUP, INC.
CRD#: 107353 / SEC#: , 8-53038
Contact information
FINRA licenses (28 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MUNICIPAL CAPITAL MARKETS GROUP, INC.
CRD#: 107353Dallas, TX 75254TRUST BUT VERIFY
Monitor Frederick Cornwall
Get automatic monthly alerts on:
