Linwood W. Bolles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linwood White Bolles was a registered financial professional .
Linwood is a previously registered financial professional and started their career in finance in 1977. Linwood had worked at 6 firms and has passed the Series 63, PC, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 1993 - May 24, 1994
MARION BASS SECURITIES CORPORATION
July 26, 1993 - November 8, 1993
LCP CAPITAL CORP.
October 31, 1988 - June 9, 1992
PRUDENTIAL EQUITY GROUP, LLC
July 30, 1982 - November 15, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 2, 1982 - August 6, 1982
CAROLINA SECURITIES CORPORATION
April 1, 1977 - February 24, 1982
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 7/1/1977
AMEX Put and Call ExamSeries 8
Date: 5/7/1982
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MARION BASS SECURITIES CORPORATION
CRD#: 7961 / SEC#: , 8-23820
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 8 |
Red Flags
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