Robert G. Mcdowell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert George Mcdowell, who also goes by Bob Mcdowell, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1977. Robert had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2012 - December 7, 2016
MONEY MANAGEMENT ADVISORY, INC.
October 16, 1984 - October 5, 2011
GROVE POINT INVESTMENTS, LLC
November 2, 1978 - October 26, 1984
FSC SECURITIES CORPORATION
December 12, 1977 - December 13, 1978
E. F. HUTTON & COMPANY INC
April 1, 1977 - December 28, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONEY MANAGEMENT ADVISORY, INC.
CRD#: 14983 / SEC#: , 8-31508
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOCK, EDGAR DAVIS III | PRES/SEC/TRES | |
| DILLMAN, JEFFREY HOWARD | V.P./CCO | 2515858 |
| KLANDER, GEORGE LAWRENCE | V.P. |
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 51 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
