Joyce M. Rabbitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joyce Mays Rabbitt, who also goes by Joyce Valarie Boege, Joyce Valarie Mays, Rabbitt Mays, Joyce Mays Rabbit, Joyce Nays Rabbit, Joyce Valarie Rabbitt, was a registered financial professional .
Joyce is a previously registered financial professional and started their career in finance in 1977. Joyce had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2008 - June 25, 2014
RABBITT CAPITAL MANAGEMENT, LLC
April 15, 2003 - July 25, 2006
OPPENHEIMER ASSET MANAGEMENT
January 3, 2003 - April 15, 2003
OPPENHEIMER & CO. INC.
January 3, 2003 - July 24, 2006
OPPENHEIMER & CO. INC.
July 8, 1997 - January 3, 2003
CIBC WORLD MARKETS CORP.
September 7, 1982 - January 3, 2003
CIBC WORLD MARKETS CORP.
November 5, 1979 - August 30, 1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
April 1, 1977 - October 24, 1979
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RABBITT CAPITAL MANAGEMENT, LLC
CRD#: 124442 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 5,455,710 |
Red Flags
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