Warren B. Fulbright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Warren Bruce Fulbright was a registered financial professional .
Warren is a previously registered financial professional and started their career in finance in 1977. Warren had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 1999 - November 6, 2001
PRIME CAPITAL SERVICES, INC.
November 14, 1996 - April 30, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
February 22, 1994 - December 6, 1994
RFCA FINANCIAL SERVICES, INC.
July 7, 1989 - February 4, 1993
PACIFIC SOUTHERN SECURITIES, INC.
January 10, 1989 - May 23, 1989
ADAMS SECURITIES, INC.
August 27, 1985 - December 30, 1988
DONALD & CO. SECURITIES INC.
August 21, 1985 - September 17, 1985
TRAUBNER BACH CO., INC.
August 5, 1985 - October 25, 1985
MARSHALL DAVIS, INC.
August 15, 1983 - July 17, 1985
NIELSON AND CLARK INC.
December 7, 1982 - August 15, 1983
CHESLEY AND DUNN, INC.
May 4, 1982 - November 30, 1982
FIRST COLORADO INVESTMENTS & SECURITIES, INC.
May 28, 1978 - March 31, 1982
AMERICAN WESTERN SECURITIES, INC.
May 12, 1978 - May 28, 1978
AMERICAN WESTERN SECURITIES, INC.
March 29, 1977 - May 7, 1977
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PRIME CAPITAL SERVICES, INC.
CRD#: 18334 / SEC#: , 8-36492
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
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