CN
Christopher J. Neubert
MONECO ADVISORS
University Park, FL
Some features on this profile are disabled
CRD#: 834944
CN
Professional summary
Christopher Jon Neubert, CFP®, who also goes by Chris Neubert, Jon Christopher Neubert, is a registered financial advisor currently at MONECO ADVISORS located in University Park, Florida and LPL FINANCIAL LLC located in Sarasota, Florida.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Christopher has worked at 8 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 1, Series 51 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Socially Responsible Investing
Tax Planning
Insurance Planning
Estate Planning
Investment Planning
Employee and Employer Plan Ben...
Retirement Income Management
Long-term Care
How do you get paid?
Commission and Fee
Are you a "fiduciary"?
Yes
Aliases
Chris Neubert | Jon Christopher Neubert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 07/21/2005 - HIGHLAND CAPITAL BROKERGE - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only. 2. 09/16/2010 - NO BUSINESS NAME - INV REL - Tax Prep/Accounting/CPA - Time Spent 1% - assist clients to submit their tax returns using Turbo Tax. 3. 07/16/2013 - Money Consultants, Inc. DBA MONECO Advisors - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - 10% TIME SPENT -for accounting purposes only. 4. 08/26/2013 - Moneco Advisors - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 5. 08/26/2013 - Moneco Advisors - At Reported Business Location(s) - Non-Variable Insurance DBA - 10% TIME SPENT -Registered Representative. 6. 09/03/2014 - MONECO ADVISORS - Not Investment Related - At Reported Business Location(s) - OTHER-NOTARY - 1 HR PER MONTH - NOTARY PUBLIC. 7. 3/6/2017 - Money Consultants, Inc. - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Started 02/28/17 - 3 Hours Per Month/1 Hour During Securities Trading - Preparing tax. 8. 3/1/2018 - Moneco Advisors, LLC - DBA: (Hybrid) MONECO Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/2013 - Time Spent 1% - I provide investment advisory services through Moneco Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2016. I expect to spend approximately 2 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 5/14/2021 - No Business Name - Investment Related - 6302 Thorndon Circle, University Park, FL 34201 - Real Estate Rental - Start Date: 5/15/2021 - 1 Hours Per Month/0 Hours During Securities Trading. 10. 01/31/2022 - No Business Name - Investment Related - Gloucester, Massachusetts 01930 - Real Estate Rental - Start Date: 10/15/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Condominium home.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Jon Neubert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1984
Experience
Current
August 18, 2014 - Present
MONECO ADVISORS
RIA
CRD#: 171922
University Park, FL
Current
January 3, 1994 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
SARASOTA, FL
Past
January 28, 2005 - August 11, 2014
MONECO
RIA
CRD#: 112873
FAIRFIELD, CT
Past
September 24, 2003 - December 31, 2004
MONECO
RIA
CRD#: 112873
SOUTHPORT, CT
Past
February 23, 1994 - October 28, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
EASTON, CT
Past
August 22, 1991 - January 19, 1994
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
May 30, 1990 - July 18, 1991
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
June 21, 1985 - April 9, 1990
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
March 1, 1984 - June 3, 1985
LINSCO FINANCIAL GROUP, INC.
BD
CRD#: 524
Past
March 17, 1977 - March 5, 1984
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
Past
March 17, 1977 - March 5, 1984
MONY SECURITIES CORPORATION
BD
CRD#: 4386
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
Registered Investment Advisory firm - (7/14/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/5/2010)
RR
Arizona(1/24/2020)
RR
Arkansas(6/12/2019)
RR
California(1/12/1996)
RR
Colorado(1/27/2003)
RR
Connecticut(1/3/1994)
IAR
Connecticut(8/22/2014)
RR
Delaware(2/6/2004)
RR
District of Columbia(5/9/2007)
RR
Florida(2/8/1995)
IAR
Florida(1/10/2020)
RR
Georgia(8/14/2002)
RR
Indiana(4/11/2019)
RR
Kentucky(9/4/1996)
RR
Louisiana(1/12/2016)
IAR
Louisiana(4/8/2016)
RR
Maine(3/22/1994)
RR
Maryland(1/24/1996)
RR
Massachusetts(1/5/1994)
RR
Michigan(3/25/1994)
RR
Minnesota(5/29/2013)
RR
Nevada(6/12/2019)
RR
New Hampshire(1/19/1994)
RR
New Jersey(7/15/1994)
RR
New Mexico(7/19/2000)
RR
New York(3/3/1994)
RR
North Carolina(6/4/2007)
RR
Oregon(5/23/2008)
RR
Pennsylvania(2/25/1997)
RR
Rhode Island(4/10/2007)
RR
South Carolina(7/23/1998)
RR
Texas(1/29/2007)
IAR
Texas(2/24/2016)
RR
Utah(8/24/2005)
RR
Vermont(2/28/2003)
RR
Virginia(5/18/2001)
RR
Washington(1/22/2002)
RR
Wisconsin(4/11/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 3/12/1977
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
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Contact information
Main Address
2150 Post Road, Suite 201, Fairfield, CT 06824
Mailing Address
Phone number
(203) 319-3550
Established
Firm type
Fiscal year end
# of Employees
65
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,130 |
| AUM (Assets Under Management) | $ 1,915,081,746 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
