John M. Tekeser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Tekeser JR, who also goes by John M Tekeser Jr, was a registered financial advisor .
John is a previously registered financial advisor and started their career in finance in 1977. John had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2015 - October 4, 2017
INFINITY FINANCIAL SERVICES
November 3, 2008 - November 20, 2014
STIFEL INDEPENDENT ADVISORS, LLC
November 3, 2008 - November 20, 2014
STIFEL INDEPENDENT ADVISORS, LLC
April 5, 2000 - November 18, 2008
OAKBRIDGE FINANCIAL SERVICES
September 22, 1999 - November 18, 2008
OAKBRIDGE FINANCIAL SERVICES
June 4, 1997 - September 21, 1999
JOHNSON RESEARCH & CAPITAL INCORPORATED
June 18, 1993 - April 29, 1997
UBS FINANCIAL SERVICES INC.
July 17, 1992 - June 22, 1993
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 6, 1992 - July 23, 1992
CIBC WORLD MARKETS CORP.
February 1, 1990 - March 11, 1992
MORGAN STANLEY DW INC.
December 7, 1989 - January 17, 1990
FINNET SECURITIES, INC.
July 18, 1989 - November 29, 1989
BAGLEY SECURITIES, INC.
March 15, 1983 - July 15, 1985
NEW ENGLAND SECURITIES
March 17, 1977 - October 1, 1982
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
March 17, 1977 - October 1, 1982
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/12/1977
Registered Representative ExaminationCurrent Firm
INFINITY FINANCIAL SERVICES
CRD#: 144302 / SEC#: , 8-67647
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
