James E. Winchester
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Eldon Winchester was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1977. James had worked at 4 firms and has passed the Series 63, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 1995 - May 3, 1996
FELTMAN & CO
June 20, 1994 - February 3, 1995
H.J. MEYERS & CO., INC.
September 30, 1987 - November 22, 1988
HOWARD WEIL RETIREMENT SECURITY CORPORATION
March 17, 1977 - June 20, 1994
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 3/13/1981
Financial Principal ExaminationSeries 40
Date: 3/12/1977
Registered Principal ExaminationCurrent Firm
FELTMAN & CO
CRD#: 26543 / SEC#: , 8-45172
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
