Gregory L. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Lloyd White, who also goes by Greg White, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1977. Gregory had worked at 8 firms and has passed the Series 63, Series 7, Series 52 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 1997 - March 18, 1998
RODMAN & RENSHAW INC.
February 6, 1996 - April 9, 1997
KFS BD, INC.
September 20, 1994 - January 23, 1996
PRUDENTIAL EQUITY GROUP, LLC
March 19, 1990 - September 26, 1994
UBS FINANCIAL SERVICES INC.
October 2, 1987 - March 21, 1990
LEHMAN BROTHERS INC.
January 17, 1986 - September 30, 1987
CITIGROUP GLOBAL MARKETS INC.
June 4, 1979 - February 12, 1986
J.P. MORGAN SECURITIES LLC
March 15, 1977 - June 14, 1979
MUNICICORP OF CALIFORNIA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/7/1977
Registered Representative ExaminationCurrent Firm
RODMAN & RENSHAW INC.
CRD#: 724 / SEC#: , 8-15366
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
