Marshall J. Field
Professional summary
Marshall Jerold Field was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Marshall is a previously registered financial professional and started their career in finance in 1977. Prior to being barred, Marshall had worked at 18 firms, which includes MISSION SECURITIES CORPORATION, ITRADEDIRECT.COM CORP, INVESTMENT SECURITY CORPORATION, FOX & COMPANY INVESTMENTS INC., SCOTTSDALE CAPITAL ADVISORS CORP, AMERICAN NATIONAL MUNICIPAL CORPORATION, PASSPORT SECURITIES INC., SELKIRK INVESTMENTS INC., THE HERITAGE GROUP INC., INTERNATIONAL SECURITIES GROUP INC., SPECTRUM SECURITIES INC., UNITED CALIFORNIA SECURITIES INC., AMERICAN BUSINESS SECURITIES INC., SOUTHERN CALIFORNIA SECURITIES INC., UBS FINANCIAL SERVICES INC., PRUDENTIAL EQUITY GROUP LLC, CITIGROUP GLOBAL MARKETS INC., MUNICICORP OF CALIFORNIA.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2005 - June 19, 2008
MISSION SECURITIES CORPORATION
May 27, 2005 - September 21, 2005
ITRADEDIRECT.COM CORP
February 28, 2005 - May 24, 2005
INVESTMENT SECURITY CORPORATION
November 10, 2004 - February 15, 2005
FOX & COMPANY INVESTMENTS INC.
August 27, 2004 - November 4, 2004
SCOTTSDALE CAPITAL ADVISORS CORP
December 8, 1998 - August 27, 2004
AMERICAN NATIONAL MUNICIPAL CORPORATION
July 16, 1998 - March 19, 1999
PASSPORT SECURITIES, INC.
June 24, 1998 - July 6, 1998
SELKIRK INVESTMENTS, INC.
January 29, 1997 - June 10, 1998
THE HERITAGE GROUP, INC.
September 19, 1996 - November 11, 1996
INTERNATIONAL SECURITIES GROUP, INC.
April 17, 1995 - September 13, 1996
SPECTRUM SECURITIES, INC.
July 8, 1994 - March 2, 1995
UNITED CALIFORNIA SECURITIES, INC.
January 3, 1994 - June 22, 1994
AMERICAN BUSINESS SECURITIES, INC.
October 1, 1991 - March 9, 1994
SOUTHERN CALIFORNIA SECURITIES, INC.
July 13, 1989 - August 9, 1991
UBS FINANCIAL SERVICES INC.
February 13, 1986 - July 29, 1989
PRUDENTIAL EQUITY GROUP, LLC
November 17, 1983 - February 26, 1986
CITIGROUP GLOBAL MARKETS INC.
March 15, 1977 - November 8, 1983
MUNICICORP OF CALIFORNIA
State Registrations and Notice Filings
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Exams
Series 1
Date: 3/7/1977
Registered Representative ExaminationCurrent Firm
MISSION SECURITIES CORPORATION
CRD#: 41779 / SEC#: , 8-49567
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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