Peter B. Wolk
ONEDIGITAL | Independent Wealth Advisor
MIAMI BEACH, FL
Some features on this profile are disabled
CRD#: 834738
Professional summary
Peter Barry Wolk is a registered financial advisor currently at ONEDIGITAL located in Miami Beach, Florida.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Peter has worked at 15 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Biography
Peter B. Wolk is a former tax and estate planning attorney who started his career in financial services in 1977. As a graduate of the Wharton School of the University of Pennsylvania with a Bachelor of Science degree in Economics, Peter likes to help business owners set and attain goals that help them merge their business and personal lives. Moreover, his estate planning background gives him the ability to explain complex estate planning topics to his clients in a way that they can easily understand so that they can plan for post-retirement family affairs.
Peter has also found a passion in helping widowed and divorced women. There is a unique aspect to living on your own after having a relationship; when you add money into the equation, there is a stability that is sought for. It’s unknown territory for most; trust and confidence are critical to moving forward. In almost all cases, retirement is a key issue, along with safety of principal. Peter believes that there really is a science, game-plan if you will, to money that can be simple and effective and that his job is to create comfort and provide easily understood choices.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PETER WOLK; INVESTMENT RELATED BUSINESS; PRIVATE RESIDENCE, MIAMI BEACH, FLORIDA; LIFE, DISABILITY AND LONG-TERM CARE INSURANCE SALES; INSURANCE AGENT; JULY 29, 2002 START DATE; 0.25 HOURS/MONTH DEVOTED; 0.00 HOURS/MONTH DURING SECURITES TRADING HOURS DEVOTED; DISCOVER CLIENT NEEDS AND FILL THEM APPROPRIATE INSURANCE PRODUCTS.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Barry Wolk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2024 - Present
ONEDIGITAL
RIA
CRD#: 106766
MIAMI BEACH, FL
Past
January 25, 2022 - October 26, 2024
WEALTHSOURCE®
RIA
CRD#: 282202
MIAMI BEACH, FL
Past
October 14, 2020 - July 28, 2022
KINGSWOOD WEALTH ADVISORS, LLC
RIA
CRD#: 288792
Miamia Beach, FL
Past
October 14, 2020 - July 28, 2022
KINGSWOOD CAPITAL PARTNERS, LLC
BD
CRD#: 288898
SAN DIEGO, CA
Past
September 18, 2020 - October 22, 2020
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LA VISTA, NE
Past
September 18, 2020 - October 22, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Miami, FL
Past
September 2, 2014 - September 18, 2020
SSN ADVISORY, INC.
RIA
CRD#: 126090
MIAMI BEACH, FL
Past
August 18, 2014 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
Miami, FL
Past
August 13, 2013 - August 27, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
MIAMI BEACH, FL
Past
December 4, 2002 - April 8, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
MIAMI BEACH, FL
Past
November 25, 2002 - August 27, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
MIAMI BEACH, FL
Past
January 2, 1996 - December 12, 2002
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
May 8, 1986 - January 11, 1996
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
March 13, 1985 - May 19, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
June 4, 1982 - January 14, 1987
GENERAL AMERICAN LIFE INSURANCE COMPANY
BD
CRD#: 3963
Past
June 30, 1980 - March 21, 1985
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Past
December 12, 1979 - March 5, 1985
NEW ENGLAND SECURITIES
BD
CRD#: 615
Past
March 10, 1977 - November 27, 1979
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ON
ONEDIGITAL
(K)RPG | WESTMINSTER CONSULTING | WEALTHSOURCE | VERTICAL FINANCIAL | TRIAD FINANCIAL ADVISORS | TIMESCALE FINANCIAL | THE PINNACLE PLANNING GROUP | TEROS ADVISORS | STRATEGIC RETIREMENT GROUP | STONESTREET EQUITY | SHA RETIREMENT GROUP | SERVICE PLANNING CORPORATION | RETIREMENT PARTNER ADVISORS (RPA) | RETIREMENT BENEFITS GROUP | RESOURCES INVESTMENT ADVISORS, LLC | RESOURCES INVESTMENT ADVISORS INC | RESOURCES INVESTMENT ADVISORS | PROSPERITY FINANCIAL GROUP MIDWEST (PFG) | PRAXIS CONSULTING | PENSION INVESTMENT SERVICES, LLC | ONEDIGITAL RETIREMENT AND WEALTH | ONEDIGITAL INVESTMENT ADVISORS LLC | ONEDIGITAL INVESTMENT ADVISORS | ONEDIGITAL FINANCIAL SERVICES | ONEDIGITAL | MONTGOMERY RETIREMENT PLAN ADVISORS | LEGACY ASSET MANAGEMENT | KZ WEALTH | KEYSTONE RETIREMENT & INSURANCE ADVISORS | KB FINANCIAL | JFL TOTAL WEALTH MANAGEMENT | IMPACT BENEFITS & RETIREMENT | HM CAPITAL MANAGEMENT | GROEBL BROTHERS | GOULDIN & MCCARTHY | GHC ASSOCIATES | GENERATIONS WEALTH PLANNING | FUTURE BENEFITS | FULCRUM PARTNERS | FLORIDA PENSION GROUP | FIDUCIARY PLAN ADVISORS | EAST MAIN STREET ADVISORS | CLEARVIEW ADVISORY | CHEPENIK FINANCIAL | CAPSTONE ADVISORY GROUP | CAFARO GREENLEAF | BUKATY MORRIS RETIREMENT SERVICES | BUKATY MORRIS RETIREMENT PLAN SERVICES | BUKATY COMPANIES WEALTH MANAGEMENT | BUKATY COMPANIES RETIREMENT PLAN SERVICES | BUKATY COMPANIES O'RENICK WEALTH MANAGEMENT | BUKATY COMPANIES FINANCIAL SERVICES | ATLANTA RETIREMENT PARTNERS | ASI WEALTH MANAGEMENT | AREA FINANCIAL | ACT 2 RETIREMENT CONSULTING | 401K ADVISORS INTERMOUNTAIN | 401(K) RESOURCES | 401(K) ADVISORS INTERMOUNTAIN
CRD#: 106766 / SEC#: 801-40622
RIA
Registered Investment Advisory firm - (1/22/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/1/2024)
IAR
Massachusetts(3/6/2024)
IAR
Texas(1/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 3/5/1977
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
ON
ONEDIGITAL
(K)RPG | WESTMINSTER CONSULTING | WEALTHSOURCE | VERTICAL FINANCIAL | TRIAD FINANCIAL ADVISORS | TIMESCALE FINANCIAL | THE PINNACLE PLANNING GROUP | TEROS ADVISORS | STRATEGIC RETIREMENT GROUP | STONESTREET EQUITY | SHA RETIREMENT GROUP | SERVICE PLANNING CORPORATION | RETIREMENT PARTNER ADVISORS (RPA) | RETIREMENT BENEFITS GROUP | RESOURCES INVESTMENT ADVISORS, LLC | RESOURCES INVESTMENT ADVISORS INC | RESOURCES INVESTMENT ADVISORS | PROSPERITY FINANCIAL GROUP MIDWEST (PFG) | PRAXIS CONSULTING | PENSION INVESTMENT SERVICES, LLC | ONEDIGITAL RETIREMENT AND WEALTH | ONEDIGITAL INVESTMENT ADVISORS LLC | ONEDIGITAL INVESTMENT ADVISORS | ONEDIGITAL FINANCIAL SERVICES | ONEDIGITAL | MONTGOMERY RETIREMENT PLAN ADVISORS | LEGACY ASSET MANAGEMENT | KZ WEALTH | KEYSTONE RETIREMENT & INSURANCE ADVISORS | KB FINANCIAL | JFL TOTAL WEALTH MANAGEMENT | IMPACT BENEFITS & RETIREMENT | HM CAPITAL MANAGEMENT | GROEBL BROTHERS | GOULDIN & MCCARTHY | GHC ASSOCIATES | GENERATIONS WEALTH PLANNING | FUTURE BENEFITS | FULCRUM PARTNERS | FLORIDA PENSION GROUP | FIDUCIARY PLAN ADVISORS | EAST MAIN STREET ADVISORS | CLEARVIEW ADVISORY | CHEPENIK FINANCIAL | CAPSTONE ADVISORY GROUP | CAFARO GREENLEAF | BUKATY MORRIS RETIREMENT SERVICES | BUKATY MORRIS RETIREMENT PLAN SERVICES | BUKATY COMPANIES WEALTH MANAGEMENT | BUKATY COMPANIES RETIREMENT PLAN SERVICES | BUKATY COMPANIES O'RENICK WEALTH MANAGEMENT | BUKATY COMPANIES FINANCIAL SERVICES | ATLANTA RETIREMENT PARTNERS | ASI WEALTH MANAGEMENT | AREA FINANCIAL | ACT 2 RETIREMENT CONSULTING | 401K ADVISORS INTERMOUNTAIN | 401(K) RESOURCES | 401(K) ADVISORS INTERMOUNTAIN
CRD#: 106766 / SEC#: 801-40622
RIA
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Contact information
Main Address
11101 Switzer Road Suite 200, Overland Park, KS 66210
Mailing Address
Phone number
(877) 742-2021
Established
Firm type
Fiscal year end
# of Employees
610
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 38,423 |
| AUM (Assets Under Management) | $ 142,602,344,768 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 08/27/2024 | ||
| 10/16/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
