Richard G. Boardman

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CRD#: 834736

Professional summary

Richard Graham William Boardman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Richard is a previously registered financial advisor and started their career in finance in 1977. Prior to being barred, Richard had worked at 7 firms, which includes LASALLE ST. INVESTMENT ADVISORS L.L.C., LASALLE ST SECURITIES L.L.C., THE ADVISORS GROUP INC., IMF SECURITIES CORPORATION, MBA EQUITY INVESTMENT CORPORATION, BURGESS & LEITH INCORPORATED, LINSCO FINANCIAL GROUP INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Richard Graham Boardman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 19, 1994 - October 11, 2002

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

FRAMINGHAM, MA

Past

April 4, 1994 - October 11, 2002

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

January 17, 1991 - March 31, 1994

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

July 8, 1987 - January 24, 1990

IMF SECURITIES CORPORATION

CRD#: 13290

Past

March 25, 1981 - May 20, 1987

MBA EQUITY INVESTMENT CORPORATION

CRD#: 7911

Past

January 12, 1979 - January 10, 1983

BURGESS & LEITH INCORPORATED

CRD#: 114

Past

March 10, 1977 - April 18, 1979

LINSCO FINANCIAL GROUP, INC.

CRD#: 524

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/7/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/24/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/15/1985

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 3/5/1977

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/23/1997

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 7/6/1987

Financial and Operations Principal Examination

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard G. Boardman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

THE ADVISORS GROUP, INC.

IMF SECURITIES CORPORATION

MBA EQUITY INVESTMENT CORPORATION

BURGESS & LEITH INCORPORATED

LINSCO FINANCIAL GROUP, INC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/7/1995

Series 63

Date: 7/24/1986

Series 7

Date: 6/15/1985

Series 1

Date: 3/5/1977

Series 24

Date: 9/23/1997

Series 27

Date: 7/6/1987

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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